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  <front>
    <journal-meta><journal-id journal-id-type="publisher">ESurf</journal-id><journal-title-group>
    <journal-title>Earth Surface Dynamics</journal-title>
    <abbrev-journal-title abbrev-type="publisher">ESurf</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Earth Surf. Dynam.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">2196-632X</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/esurf-5-757-2017</article-id><title-group><article-title>Spatiotemporal patterns, triggers and anatomies <?xmltex \hack{\break}?> of seismically detected rockfalls</article-title>
      </title-group><?xmltex \runningtitle{Lauterbrunnen rockfall triggers}?><?xmltex \runningauthor{M.~Dietze et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Dietze</surname><given-names>Michael</given-names></name>
          <email>mdietze@gfz-potsdam.de</email>
        <ext-link>https://orcid.org/0000-0001-6063-1726</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Turowski</surname><given-names>Jens M.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-1558-0565</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Cook</surname><given-names>Kristen L.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-2355-4877</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Hovius</surname><given-names>Niels</given-names></name>
          
        </contrib>
        <aff id="aff1"><institution>GFZ German Research Centre for Geosciences,
Section 5.1 Geomorphology, Potsdam, Germany</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Michael Dietze (mdietze@gfz-potsdam.de)</corresp></author-notes><pub-date><day>29</day><month>November</month><year>2017</year></pub-date>
      
      <volume>5</volume>
      <issue>4</issue>
      <fpage>757</fpage><lpage>779</lpage>
      <history>
        <date date-type="received"><day>23</day><month>March</month><year>2017</year></date>
           <date date-type="rev-request"><day>12</day><month>April</month><year>2017</year></date>
           <date date-type="rev-recd"><day>29</day><month>September</month><year>2017</year></date>
           <date date-type="accepted"><day>16</day><month>October</month><year>2017</year></date>
      </history>
      <permissions>
        
        
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 3.0 Unported License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/3.0/">https://creativecommons.org/licenses/by/3.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017.html">This article is available from https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017.html</self-uri><self-uri xlink:href="https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017.pdf">The full text article is available as a PDF file from https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017.pdf</self-uri>
      <abstract>
    <p id="d1e104">Rockfalls are a ubiquitous geomorphic process and a natural hazard
in steep landscapes across the globe. Seismic monitoring can provide precise
information on the timing, location and event anatomy of rockfalls,
which are parameters that are otherwise hard to constrain. By pairing data from 49
seismically detected rockfalls in the Lauterbrunnen Valley in the Swiss Alps with
auxiliary meteorologic and seismic data of potential triggers during autumn
2014 and spring 2015, we are able to (i) analyse the evolution of single
rockfalls and their common properties, (ii) identify spatial changes in
activity hotspots (iii) and explore temporal activity patterns on different
scales ranging from months to minutes to quantify relevant trigger
mechanisms. Seismic data allow for the classification of rockfall activity into
two distinct phenomenological types. The signals can be used to discern
multiple rock mass releases from the same spot, identify rockfalls that
trigger further rockfalls and resolve modes of subsequent talus slope
activity. In contrast to findings based on discontinuous methods with
integration times of several months, rockfall in the monitored limestone
cliff is not spatially uniform but shows a systematic downward shift of a
rock mass release zone following an exponential law, most likely driven by a
continuously lowering water table. Freeze–thaw transitions, approximated at
first order from air temperature time series, account for only 5 out of the
49 rockfalls, whereas 19 rockfalls were triggered by rainfall events with a
peak lag time of 1 h. Another 17 rockfalls were triggered by diurnal
temperature changes and occurred during the coldest hours of the day and
during the highest temperature change rates. This study is thus the first
to show direct links between proposed rockfall triggers and the
spatiotemporal distribution of rockfalls under natural conditions; it
extends existing models by providing seismic observations of the rockfall
process prior to the first rock mass impacts.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p id="d1e114">Rockfall is a fundamental geomorphic process in alpine landscape dynamics and
an important natural hazard. Knowing where, when and due to which triggering
mechanisms rockfalls occur and how they evolve are essential questions across
scientific disciplines. However, rockfalls involve the infrequent and rapid
mobilisation of comparably small volumes of rock, which are difficult to
observe directly. As a consequence, precise constraints on timing, location
and triggers are hard to come by. There are many established approaches to
detect rockfall activity spatially, for example surveys of talus slopes,
dendrometric and lichenometric approaches <xref ref-type="bibr" rid="bib1.bibx38 bib1.bibx48 bib1.bibx31" id="paren.1"/>, and more recently image-based mapping
and terrestrial and airborne laser scanning <xref ref-type="bibr" rid="bib1.bibx47 bib1.bibx49 bib1.bibx12" id="paren.2"/>. The temporal information delivered by these
methods is not very precise as it is bound to the survey lapse times, which
are typically on the order of weeks to years. <xref ref-type="bibr" rid="bib1.bibx12" id="text.3"/> were able
to narrow the temporal resolution to the sub-daily level during a study of a
limestone cliff. They analysed 10 min interval photo imagery together with
terrestrial laser scan data for a period of 887 days, which resulted in a
database of 144 rockfalls with a time uncertainty of less than 20 h for
some of the events. However, in general, it has so far been difficult to link
detected rockfall events to potential trigger mechanisms by temporal
coincidence and to investigate potential early warning signals at or below
hourly resolution.</p>
      <p id="d1e126">Seismic sensors provide a valuable complement to the above-mentioned methods.
They allow for precise temporal fixes of rockfall event initiation and duration
because they record continuous high-resolution signals of geomorphic activity.
If the sensors are deployed as a seismic network, they further allow for source
location estimates with uncertainties of tens of metres
<xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx8 bib1.bibx25 bib1.bibx17" id="paren.4"/>, enabling
direct temporal and spatial links to potential triggers. Furthermore, seismic
signals allow for insight into the anatomy of geomorphic processes through
interpretation of the recorded time series and spectral properties. During
the last decade, there has been significant progress in theory
<xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx34" id="paren.5"/>, experiments <xref ref-type="bibr" rid="bib1.bibx52 bib1.bibx19" id="paren.6"/> and application across different scales
<xref ref-type="bibr" rid="bib1.bibx13 bib1.bibx32 bib1.bibx55 bib1.bibx18 bib1.bibx9" id="paren.7"/>. However, rockfall activity has mainly received attention as
a “by-product” of seismic observatories with different scopes
<xref ref-type="bibr" rid="bib1.bibx13 bib1.bibx24 bib1.bibx8" id="paren.8"><named-content content-type="pre">e.g.,</named-content></xref> and research
has focused on linking seismic properties with geometric and kinetic
characteristics, such as mobilised volume, run-out length or fragmentation
<xref ref-type="bibr" rid="bib1.bibx13 bib1.bibx18 bib1.bibx25" id="paren.9"/>. Systematic linking of
events to more than one potential environmental trigger has received only
marginal attention <xref ref-type="bibr" rid="bib1.bibx23 bib1.bibx7 bib1.bibx12" id="paren.10"/>.</p>
      <p id="d1e153">We employ environmental seismology, the study of the seismic signals emitted
by Earth surface processes, in the Lauterbrunnen Valley, a steep cliff in the
Bernese Oberland prone to small rockfalls, usually below 1 m<inline-formula><mml:math id="M1" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>
<xref ref-type="bibr" rid="bib1.bibx49" id="paren.11"/>. Based on a previous study by <xref ref-type="bibr" rid="bib1.bibx17" id="text.12"/>
that focused on assessing validity, precision and limitations of the seismic
approach to detect and locate rockfalls during an approximate 1-month
control period with auxiliary TLS data, we now investigate a longer
measurement period beyond the TLS-based control data and use the full range
of information available through environmental seismology. We detect and
locate rockfalls over a period lasting more than 6 months and interpret the
seismic data to gain insight into the individual stages and overall
phenomenological types of rockfalls, in addition to building an initial event
catalogue. Based on rockfall event lag times to auxiliary environmental data,
we develop a framework for parameterising and evaluating the significance of
different trigger mechanisms. By combining spatial and temporal rockfall
patterns, we identify a rockfall activity zone that consistently shifts down
the cliff over the course of the season and quantify the effect of diurnal
forcing on event activity within the composed catalogue.</p>
</sec>
<sec id="Ch1.S2">
  <title>Rockfall triggers</title>
      <p id="d1e177">Rockfall is the result of the segregation of a volume of rock from the source
rock mass (block production phase) and its subsequent detachment through a release
mechanism activated by a driving force (trigger phase). Block production can
be attributed to several processes, such as crack propagation and dissolution
of solids <xref ref-type="bibr" rid="bib1.bibx54 bib1.bibx31 bib1.bibx46" id="paren.13"/>, and
usually acts over several months to millions of years. The release mechanism
essentially causes a decrease in the stabilising forces and/or an increase in
stress until material fails and the rock mass is mobilised. We broadly follow
<xref ref-type="bibr" rid="bib1.bibx54" id="text.14"/> in defining a trigger as an external stimulus that
causes a near-immediate geomorphic response by decreasing material strength
or increasing stress. Implicit to this definition is that some triggers have
a nearly immediate response, while others require a certain response time or
minimum cumulative impact duration. Some of the trigger mechanisms can also
contribute to block production. However, this role is not discussed here.</p>
      <p id="d1e186">Rockfall triggers are numerous and hard to assign to specific events
<xref ref-type="bibr" rid="bib1.bibx46" id="paren.15"/>. The relationship between cause (trigger) and effect
(rockfall) is predominantly constrained based on temporal coincidence with
almost no or only very generalised information on spatial coincidence.
Trigger mechanisms can overlap, be superimposed or have additive effects,
which can complicate associating individual processes based on only response
time lags. Thus, addressing the timing of cause and effect as precisely as
possible is an essential precondition for resolving these effects. The
following description of rockfall trigger mechanisms (cf.
Tables <xref ref-type="table" rid="Ch1.T1"/>, <xref ref-type="table" rid="Ch1.T2"/>) and their anticipated
effects builds the conceptual foundation for relating the rockfall events
identified in this study to external stimuli, i.e., to conducting a posterior
process–response analysis.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><caption><p id="d1e199">Summary of rockfall triggers and potential approaches to
survey and monitor them. Seismic approaches and their references were chosen
based on existing links of trigger investigations and mass-wasting
processes.</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.85}[.85]?><oasis:tgroup cols="7">
     <oasis:colspec colnum="1" colname="col1" align="justify" colwidth="54.060236pt"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="56.905512pt"/>
     <oasis:colspec colnum="3" colname="col3" align="justify" colwidth="85.358268pt"/>
     <oasis:colspec colnum="4" colname="col4" align="justify" colwidth="39.833858pt"/>
     <oasis:colspec colnum="5" colname="col5" align="justify" colwidth="88.203543pt"/>
     <oasis:colspec colnum="6" colname="col6" align="justify" colwidth="99.584646pt"/>
     <oasis:colspec colnum="7" colname="col7" align="justify" colwidth="73.977165pt"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Domain</oasis:entry>  
         <oasis:entry colname="col2">Trigger</oasis:entry>  
         <oasis:entry colname="col3">Mechanism</oasis:entry>  
         <oasis:entry colname="col4">Lag time</oasis:entry>  
         <oasis:entry colname="col5">Traditional survey</oasis:entry>  
         <oasis:entry colname="col6">Seismic approach</oasis:entry>  
         <oasis:entry colname="col7">Example reference</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">Geophysical</oasis:entry>  
         <oasis:entry colname="col2">Earthquake</oasis:entry>  
         <oasis:entry colname="col3">Ground acceleration</oasis:entry>  
         <oasis:entry colname="col4">Immediate</oasis:entry>  
         <oasis:entry colname="col5">Seismic monitoring</oasis:entry>  
         <oasis:entry colname="col6">Global or local network signal interpretation</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx17" id="text.16"/></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Volcanic <?xmltex \hack{\hfill\break}?>activity</oasis:entry>  
         <oasis:entry colname="col3">Ground acceleration</oasis:entry>  
         <oasis:entry colname="col4">Immediate</oasis:entry>  
         <oasis:entry colname="col5">Seismic monitoring</oasis:entry>  
         <oasis:entry colname="col6">Local network signal interpretation</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx25" id="text.17"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Mass-wasting</oasis:entry>  
         <oasis:entry colname="col2">Snow or rock avalanches</oasis:entry>  
         <oasis:entry colname="col3">Impact, basal shear <?xmltex \hack{\hfill\break}?>stress</oasis:entry>  
         <oasis:entry colname="col4">Immediate</oasis:entry>  
         <oasis:entry colname="col5">Remote sensing, <?xmltex \hack{\hfill\break}?>infrasound</oasis:entry>  
         <oasis:entry colname="col6">Single station, seismic antenna, catchment-wide network signal interpretation</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx50" id="text.18"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Icefalls or rockfalls</oasis:entry>  
         <oasis:entry colname="col3">Impact</oasis:entry>  
         <oasis:entry colname="col4">Immediate</oasis:entry>  
         <oasis:entry colname="col5">Remote sensing, <?xmltex \hack{\hfill\break}?>mapping</oasis:entry>  
         <oasis:entry colname="col6">Single station, seismic antenna, catchment-wide network signal interpretation</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx23 bib1.bibx17" id="text.19"/></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Debris flows</oasis:entry>  
         <oasis:entry colname="col3">Undercutting, ground acceleration</oasis:entry>  
         <oasis:entry colname="col4">Immediate</oasis:entry>  
         <oasis:entry colname="col5">Mapping</oasis:entry>  
         <oasis:entry colname="col6">Single station, seismic antenna, catchment-wide network signal interpretation</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx8" id="text.20"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Meteorological</oasis:entry>  
         <oasis:entry colname="col2">Rain</oasis:entry>  
         <oasis:entry colname="col3">Loading of the <?xmltex \hack{\hfill\break}?>rock mass</oasis:entry>  
         <oasis:entry colname="col4">Hours</oasis:entry>  
         <oasis:entry colname="col5">Weather station</oasis:entry>  
         <oasis:entry colname="col6">Single station signal interpretation</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx51" id="text.21"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">Increase in pore <?xmltex \hack{\hfill\break}?>pressure</oasis:entry>  
         <oasis:entry colname="col4">Hours</oasis:entry>  
         <oasis:entry colname="col5">Point or line measurements</oasis:entry>  
         <oasis:entry colname="col6">Coda wave interferometry</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx34" id="text.22"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">Expansion of <?xmltex \hack{\hfill\break}?>clay minerals</oasis:entry>  
         <oasis:entry colname="col4">Hours</oasis:entry>  
         <oasis:entry colname="col5">Point measurements</oasis:entry>  
         <oasis:entry colname="col6">NA</oasis:entry>  
         <oasis:entry colname="col7">NA</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">Erosion and dissolution</oasis:entry>  
         <oasis:entry colname="col4">Hours</oasis:entry>  
         <oasis:entry colname="col5">Point measurements</oasis:entry>  
         <oasis:entry colname="col6">NA</oasis:entry>  
         <oasis:entry colname="col7">NA</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Wind</oasis:entry>  
         <oasis:entry colname="col3">Pressure fluctuations</oasis:entry>  
         <oasis:entry colname="col4">Immediate</oasis:entry>  
         <oasis:entry colname="col5">Weather station</oasis:entry>  
         <oasis:entry colname="col6">Single station signal interpretation</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx35" id="text.23"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">Leverage effects</oasis:entry>  
         <oasis:entry colname="col4">Immediate</oasis:entry>  
         <oasis:entry colname="col5">Accelerometers</oasis:entry>  
         <oasis:entry colname="col6">Single station signal interpretation</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx15" id="text.24"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Lightning strike</oasis:entry>  
         <oasis:entry colname="col3">Gas pressure increase</oasis:entry>  
         <oasis:entry colname="col4">Immediate</oasis:entry>  
         <oasis:entry colname="col5">Electromagnetic pulse or radio frequency detector networks</oasis:entry>  
         <oasis:entry colname="col6">Single station or local network signal interpretation</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx28" id="text.25"/></oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><caption><p id="d1e570">Summary of rockfall triggers and potential approaches to
survey and monitor them. Seismic approaches and their references were chosen
based on existing links of trigger investigations and mass-wasting
processes.</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.85}[.85]?><oasis:tgroup cols="7">
     <oasis:colspec colnum="1" colname="col1" align="justify" colwidth="34.143307pt"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="71.13189pt"/>
     <oasis:colspec colnum="3" colname="col3" align="justify" colwidth="91.048819pt"/>
     <oasis:colspec colnum="4" colname="col4" align="justify" colwidth="56.905512pt"/>
     <oasis:colspec colnum="5" colname="col5" align="justify" colwidth="71.13189pt"/>
     <oasis:colspec colnum="6" colname="col6" align="justify" colwidth="113.811024pt"/>
     <oasis:colspec colnum="7" colname="col7" align="justify" colwidth="73.977165pt"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Domain</oasis:entry>  
         <oasis:entry colname="col2">Trigger</oasis:entry>  
         <oasis:entry colname="col3">Mechanism</oasis:entry>  
         <oasis:entry colname="col4">Lag time</oasis:entry>  
         <oasis:entry colname="col5">Traditional survey</oasis:entry>  
         <oasis:entry colname="col6">Seismic approach</oasis:entry>  
         <oasis:entry colname="col7">Example reference</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">Heat-related</oasis:entry>  
         <oasis:entry colname="col2">Thaw–freeze</oasis:entry>  
         <oasis:entry colname="col3">Pressure increase by <?xmltex \hack{\hfill\break}?>volume expansion</oasis:entry>  
         <oasis:entry colname="col4">Immediate to<?xmltex \hack{\hfill\break}?>minutes</oasis:entry>  
         <oasis:entry colname="col5">Point measurements</oasis:entry>  
         <oasis:entry colname="col6">Coda wave interferometry</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx34" id="text.26"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Freeze–thaw</oasis:entry>  
         <oasis:entry colname="col3">Cohesion loss</oasis:entry>  
         <oasis:entry colname="col4">Immediate to<?xmltex \hack{\hfill\break}?>minutes</oasis:entry>  
         <oasis:entry colname="col5">Laboratory experiments</oasis:entry>  
         <oasis:entry colname="col6">Coda wave interferometry</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx34" id="text.27"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">Stress field reorganisation</oasis:entry>  
         <oasis:entry colname="col4">Immediate to <?xmltex \hack{\hfill\break}?>minutes</oasis:entry>  
         <oasis:entry colname="col5">Laboratory experiments</oasis:entry>  
         <oasis:entry colname="col6">Coda wave interferometry</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx34" id="text.28"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">Additional meltwater production</oasis:entry>  
         <oasis:entry colname="col4">Minutes to <?xmltex \hack{\hfill\break}?>hours</oasis:entry>  
         <oasis:entry colname="col5">Point or line measurements</oasis:entry>  
         <oasis:entry colname="col6">Coda wave interferometry</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx34" id="text.29"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">Ice volume expansion below thawing point</oasis:entry>  
         <oasis:entry colname="col4">Minutes to <?xmltex \hack{\hfill\break}?>hours</oasis:entry>  
         <oasis:entry colname="col5">Point or line measurements</oasis:entry>  
         <oasis:entry colname="col6">Coda wave interferometry</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx34" id="text.30"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Thermal gradients</oasis:entry>  
         <oasis:entry colname="col3">Stress due to dilation and contraction</oasis:entry>  
         <oasis:entry colname="col4">Hours</oasis:entry>  
         <oasis:entry colname="col5">Point measurements</oasis:entry>  
         <oasis:entry colname="col6">Coda wave interferometry</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx34" id="text.31"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">Crack propagation</oasis:entry>  
         <oasis:entry colname="col4">Hours</oasis:entry>  
         <oasis:entry colname="col5">Point measurements</oasis:entry>  
         <oasis:entry colname="col6">Coda wave interferometry</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx34" id="text.32"/></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">Ratchet mechanism</oasis:entry>  
         <oasis:entry colname="col4">Hours</oasis:entry>  
         <oasis:entry colname="col5">Point measurements</oasis:entry>  
         <oasis:entry colname="col6">NA</oasis:entry>  
         <oasis:entry colname="col7">NA</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Biological and anthropogenic</oasis:entry>  
         <oasis:entry colname="col2">Animal and human traffic</oasis:entry>  
         <oasis:entry colname="col3">Ground vibrations, <?xmltex \hack{\hfill\break}?>dislodgement</oasis:entry>  
         <oasis:entry colname="col4">Immediate</oasis:entry>  
         <oasis:entry colname="col5">Video imagery</oasis:entry>  
         <oasis:entry colname="col6">Single station signal <?xmltex \hack{\hfill\break}?>interpretation</oasis:entry>  
         <oasis:entry colname="col7">NA</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Vegetation growth</oasis:entry>  
         <oasis:entry colname="col3">Growing load</oasis:entry>  
         <oasis:entry colname="col4">NA</oasis:entry>  
         <oasis:entry colname="col5">Time lapse imagery, mapping</oasis:entry>  
         <oasis:entry colname="col6">NA</oasis:entry>  
         <oasis:entry colname="col7">NA</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">Leverage effects through wind</oasis:entry>  
         <oasis:entry colname="col4">Immediate</oasis:entry>  
         <oasis:entry colname="col5">Vegetation instrumentation</oasis:entry>  
         <oasis:entry colname="col6">Single station signal interpretation</oasis:entry>  
         <oasis:entry colname="col7"><xref ref-type="bibr" rid="bib1.bibx15" id="text.33"/></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Human activities</oasis:entry>  
         <oasis:entry colname="col3">Ground motion due to diverse sources</oasis:entry>  
         <oasis:entry colname="col4">Immediate</oasis:entry>  
         <oasis:entry colname="col5">Diverse monitoring  techniques</oasis:entry>  
         <oasis:entry colname="col6">Single station or local network signal interpretation</oasis:entry>  
         <oasis:entry colname="col7">NA</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

<sec id="Ch1.S2.SS1">
  <title>Geophysical triggers</title>
      <p id="d1e939">Earthquakes, volcanic tremors and eruptive activities generate
seismic waves that result in ground acceleration and thus mechanical stress
through inertial forces <xref ref-type="bibr" rid="bib1.bibx25" id="paren.34"/>. When this force overcomes a
given threshold (e.g., set by friction or cohesion force), the rock mass can
be mobilised. A typical proxy for geophysical trigger intensity is peak
ground acceleration. The reaction of a rock mass to excitation by an
earthquake is almost immediate, i.e., during or within seconds after the
trigger, in contrast to land slides for which a time lag is more likely
<xref ref-type="bibr" rid="bib1.bibx33" id="paren.35"><named-content content-type="pre">e.g.,</named-content></xref>.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>Mass-wasting processes</title>
      <p id="d1e956">Snow avalanches can dislodge and entrain loose rocks through direct impacts or
basal shear stress <xref ref-type="bibr" rid="bib1.bibx46" id="paren.36"/>. However, snow avalanches rarely
occur on cliff faces because these are too steep to support massive
continuous accumulations of snow. In such terrain, icefalls are more likely
to occur wherever frozen waterfalls exist. Slope failures can also be caused
by destabilisation and ground motion induced by other mass movements or
fluvial activity as has been shown for debris flows and rock avalanches in
the Illgraben, a steep catchment in the Rhone Valley <xref ref-type="bibr" rid="bib1.bibx8" id="paren.37"/>.
The response of a rock mass to the trigger role of other mass-wasting
processes is presumed to be immediate.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <title>Meteorological triggers</title>
      <p id="d1e971">Precipitation, particularly in the form of rain and subsequent run-off, can
affect rockfall activity through several mechanisms. It can increase the
weight and load of a rock volume, increase pore pressure and thus decrease
cohesion, lead to the expansion of clay minerals, erode cohesive fine material
from cracks and dissolve rock compounds <xref ref-type="bibr" rid="bib1.bibx46" id="paren.38"/>. The reaction
time of a rock mass to precipitation depends on the exact mechanism.
Increasing the load beyond the water film adhering to or running over the
surface of a rock mass requires time for rain water infiltration, percolation
and retention inside the rock mass. Thus, rainfall amount and surface
permeability are further important control factors. Pore pressure decrease
also occurs after percolation until the entire regolith or rock
mass is eventually saturated. Both processes may show lag times of several hours,
depending on the local hydrology. Even longer lag times are to be expected
for the swell–shrink effects of clay minerals. Most of the mentioned triggers
change the material structure of the rock mass to fail and could in principle
be investigated by using coda wave interferometry methods (see
<xref ref-type="bibr" rid="bib1.bibx34" id="altparen.39"/>, for a review of possible techniques).</p>
      <p id="d1e980">Wind interaction with bare rock surfaces results in pressure fluctuations and
thus cyclic stress. Trees or other perennial plants can cause a local
leverage effect, especially when their roots have penetrated into the cracks and
fissures of a rock mass (see also Sect. <xref ref-type="sec" rid="Ch1.S2.SS5"/>). The response of
a rock mass to excitation by wind should be immediate as there is no
mechanism that would cause a time lag.</p>
      <p id="d1e985">Lightning can contribute to rock fracturing and mobilisation through the massive
electric discharge that is able to vaporise water and thus increase gas
pressure within the rock. There has been speculation about the role of
lightning in the erosion of mountain summits <xref ref-type="bibr" rid="bib1.bibx29" id="paren.40"/>. There
should be no time lag between lightning strike and rockfall activation.</p>
</sec>
<sec id="Ch1.S2.SS4">
  <title>Heat-related triggers</title>
      <p id="d1e997">This group includes two mechanisms: freeze–thaw dynamics and thermal stress.
Freeze–thaw actions as rockfall triggers can work in two directions:
transitions from the liquid to the solid state and vice versa <xref ref-type="bibr" rid="bib1.bibx12" id="paren.41"><named-content content-type="post">and
references therein</named-content></xref>. During freezing, volume expansion through
ice formation drastically increases rock-internal pressure but also increases
the cohesion along rock joints, which has a positive effect on bulk rock
strength. During thawing, the stress field created by the interplay between
rock structure and ice-filled cracks and fissures changes suddenly.
Additional meltwater is produced, with consequences for the rock mass
similar to those of water from precipitation. A further process is the
warming of ice below the melting point, which can cause pressure to increase
due to thermal dilation. <xref ref-type="bibr" rid="bib1.bibx12" id="text.42"/> find the most common response
times at their highest resolution level (<inline-formula><mml:math id="M2" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 20 h), which means that slope
reaction to freeze–thaw transitions can be expected to be 20 h or less.</p>
      <p id="d1e1015">Thermal stress results from rock deformation due to heat-driven dilation or
contraction. This cyclic mechanism can prepare blocks by driving crack
propagation and finally cause the failure itself <xref ref-type="bibr" rid="bib1.bibx10" id="paren.43"/>.
Furthermore, material that falls or is washed into the opened fissures
prevents the fissure from closing again and thus further increases stress
(Ratchet mechanism, <xref ref-type="bibr" rid="bib1.bibx3" id="altparen.44"/>). There are two parameters of
interest: the extreme states of deformation (maximum contraction and maximum
expansion) and the deformation rate. The time lag between thermal forcing and
rockfall results primarily from heat diffusion into the rock mass and the
subsequent deformation. Calculations and in situ measurements by
<xref ref-type="bibr" rid="bib1.bibx10" id="text.45"/> for heating a 10 cm thick granitic rock slab in a
rockfall-prone environment by 20 K suggest a diffusion time of about 3 h.
Thus, for propagating a heat pulse through the first few decimetres of rock,
time lags of several hours can be expected.</p>
      <p id="d1e1027">Like the rain-related triggers, heat-related mechanisms also change the
material structure significantly and may thus be investigated by using coda wave
interferometry approaches <xref ref-type="bibr" rid="bib1.bibx34" id="paren.46"/>. However, this promising
scientific field with its application to Earth surface process research
topics has just emerged recently and is still at an experimental stage.</p>
</sec>
<sec id="Ch1.S2.SS5">
  <title>Biotic and anthropogenic triggers</title>
      <p id="d1e1039">The biological triggering of rockfalls can be through animal traffic on loose
rocks and vegetation growth. The latter results in a growing load with
time, a leaching of mineral components, the expansion of rock
fractures by the root system and leverage effects through interaction with
wind. We are not aware of a study that explicitly links the effects of
biological activity to rockfall activity. Thus, a time lag discussion for
this trigger would be highly speculative.</p>
      <p id="d1e1042">Human activity is manifold. It can cause rockfall through ground vibrations due to
transport activity such as train or road traffic, construction work
(including resulting terrain disturbance) and blasting as well as direct
rock dislodgement by people passing on foot or climbing. The response of
rockfall to this trigger mechanism is assumed to be immediate.</p>
      <p id="d1e1045">Except for increased load due to vegetation growth, these biological trigger
mechanisms can be sensed seismically. However, depending on the intensity of
the signals, the seismic sensor must be at close distance to the source,
which requires a dense network of stations with apertures of not more than a
few kilometres.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Materials and methods</title>
<sec id="Ch1.S3.SS1">
  <title>Study area</title>
      <p id="d1e1060">The Lauterbrunnen Valley (Fig. <xref ref-type="fig" rid="Ch1.F1"/>) is a spectacular alpine
valley with about 1000 m high, nearly vertical (88.5<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) Mesozoic
limestone cliffs (part of the Doldenhorn Nappe, predominantly solid rock
but showing both brittle and ductile deformation; <xref ref-type="bibr" rid="bib1.bibx4" id="altparen.47"/>), which
are dissected by several hanging valleys. About 150 m high talus slopes at
the base of the cliff, in many locations covered with fresh debris, suggest
substantial and sustained rockfall. In winter, the rock wall is snow free,
but the waterfalls usually freeze. The weather in Mürren, on top of the
cliff at about 1630 m a.s.l., is humid with precipitation amounts of
1554 mm per year and a temperature range of <inline-formula><mml:math id="M4" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>4 to 12 <inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. The
steepest section of this rockfall-prone valley, located between the towns of
Mürren and Lauterbrunnen ranging between 1600 and 800 m a.s.l., was
investigated in an earlier study in which terrestrial laser scan data were
combined with seismic data <xref ref-type="bibr" rid="bib1.bibx17" id="paren.48"/>. This combination of methods
allowed for the pairwise detection of 10 rockfall events ranging from
0.053 <inline-formula><mml:math id="M6" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.004 to 2.338 <inline-formula><mml:math id="M7" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.085 m<inline-formula><mml:math id="M8" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> within 1 month, with
location differences of <inline-formula><mml:math id="M9" display="inline"><mml:mrow><mml:msubsup><mml:mn mathvariant="normal">81</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">29</mml:mn></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">59</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula> m. Thus, for this area (about
2.16 km<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>) the data processing workflow and validation of the seismic
approach has already been developed. Under the current conditions, rockfall
activity mobilises small volumes, usually below 1 m<inline-formula><mml:math id="M11" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>, and appears to be
more or less equally distributed throughout the monitored cliff faces when
integrated over several months <xref ref-type="bibr" rid="bib1.bibx49" id="paren.49"/>. In contrast, when
determining event timing and location at sub-diurnal intervals
<xref ref-type="bibr" rid="bib1.bibx17" id="paren.50"/>, events are highly episodic and spatially non-uniformly
distributed.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p id="d1e1166">The study area in the Lauterbrunnen Valley. <bold>(a)</bold> Schematic map with
the location of seismic stations and the weather station as well as anthropogenic
noise sources (settlements, technical infrastructure).
<bold>(b)</bold> Photograph of the instrumented east-facing rock wall.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017-f01.jpg"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS2">
  <title>Equipment and deployment</title>
      <p id="d1e1187">Seismic activity was monitored by six broadband seismometers (Nanometrics
Trillium Compact 120s). The instruments were deployed during two observation
periods: 30 July to 28 October 2014 and 17 March to 24 June 2015. Ground
velocity signals were recorded with Omnirecs Cube<inline-formula><mml:math id="M12" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> data loggers
sampling at 200 Hz (gain of 1, GPS flush time 30 min). Deployment sites
were chosen to optimise the potential for event location along the
east-facing rock wall below the town of Mürren. Stations were separated
from each other laterally by 1100 to 1300 m and vertically by 700 to
1000 m. Three stations were deployed along the upper limits of the talus
slopes at the cliff base and three stations were set up on top of the cliff
(Fig. <xref ref-type="fig" rid="Ch1.F1"/>). Each seismic sensor was installed in a small hand-dug pit at 30 to 40 cm of depth, seated on bedrock where possible.</p>
      <p id="d1e1201">For locating the seismic sources due to rockfall, a digital elevation model
(DEM) of the wider study area with a 5 m grid size (swissALTI3D) was projected
to the UTM system and resampled to a 10 m grid size to decrease computational
time during the location approach. For quality assessment and source location
projection along the vertical cliff, a high-resolution topographic model of
the valley wall was created using terrestrial lidar data collected with a
Riegl VZ-6000 scanner in March 2014. Scans collected from four different
vantage points were combined to cover the full cliff face over a horizontal
distance of about 6 km with point spacing between 0.2 and 0.5 m. The
resulting point cloud was subsampled to obtain a resolution of 1 m and was
georeferenced using the 5 m swissALTI3D DEM. Hourly data of air temperature,
precipitation and global radiation from a weather station in Mürren (cf.
Fig. <xref ref-type="fig" rid="Ch1.F1"/>, data from Meteomedia) were analysed to relate the
identified rockfall events to meteorological triggers.</p>
</sec>
<sec id="Ch1.S3.SS3">
  <title>Seismic data analysis</title>
<sec id="Ch1.S3.SS3.SSS1">
  <title>Detection</title>
      <p id="d1e1217">Detection of rockfall events was performed with the same approach and
parameter settings as in a previous study of the same processes in this study
area <xref ref-type="bibr" rid="bib1.bibx17" id="paren.51"><named-content content-type="post">for a justification and discussion of
parameters</named-content></xref>. The vertical component signal of the central
station, “Gate of China”, was screened for seismic events using a
short-term average <inline-formula><mml:math id="M13" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> long-term average (STA <inline-formula><mml:math id="M14" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA) ratio picker
<xref ref-type="bibr" rid="bib1.bibx2" id="paren.52"/>. This algorithm is sensitive to instantaneous rises in
the recorded seismic signals, which affect the long-term running average only
marginally, while raising the short-term running average severely and thus
increasing the ratio of the two at the onset of seismic activity. The STA <inline-formula><mml:math id="M15" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA
picker can be used to define the start (on-threshold STA <inline-formula><mml:math id="M16" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA ratio) and the
end of an event (off-threshold STA <inline-formula><mml:math id="M17" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA ratio), i.e., to extract discrete
events from the continuous stream of seismic data. For this, the hourly raw
signal files from both monitoring campaigns were collated into daily traces
with a 1 h overlap. These time series were filtered between 10 and
30 Hz, the typical frequency band of rockfalls and rock avalanches
<xref ref-type="bibr" rid="bib1.bibx23 bib1.bibx25 bib1.bibx9" id="paren.53"/>, and their signal
envelopes (i.e., the square root of the squared Hilbert transform of the
signal) were calculated. The STA <inline-formula><mml:math id="M18" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA picker was run with a short-term window
of 0.5 s and a long-term window of 90 s to be sensitive to short pulses in
the signals <xref ref-type="bibr" rid="bib1.bibx8" id="paren.54"/>. The on-threshold was set to 5 and the
off-threshold was set to 2, a combination that yielded the optimal compromise
between valid detection of small events and false alarms. The long-term
average value was set constant after the start of an event
<xref ref-type="bibr" rid="bib1.bibx8" id="paren.55"/>. Following <xref ref-type="bibr" rid="bib1.bibx17" id="text.56"/>, events that
were longer than 20 s (typically earthquakes) or were shorter than 0.5 s
(typically local raindrop impacts) were removed. The 20 s constraint was
only applied for the STA <inline-formula><mml:math id="M19" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA picking step. This means that rockfalls would only
by rejected if all of their subsequent impact signals lasted more than
20 s each. Likewise, events with a signal-to-noise ratio (SNR, defined as
the ratio of the maximum to mean signal amplitude of a picked event) below 6 were
removed as they could not be safely interpreted as target events (see below)
and appropriately locating them would have been problematic. Further events
were excluded when the time delay with which their signal arrived at the
seismic stations was higher than the time a seismic wave would need to travel
through the array, which was 1.4 s for the average apparent velocity in this
area <xref ref-type="bibr" rid="bib1.bibx17" id="paren.57"/>. The location of rockfalls is only meaningful when the
same seismic source (e.g., detachment process or impact) is recorded by the
stations. Allowing for larger time windows would indeed cause triggering of
different event phases by different stations and consequently at least a
smearing of the location estimate. Thus, the STA <inline-formula><mml:math id="M20" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA results of all other
stations for the picked event with a two-sided buffer of 1.4 s were checked
for coincidence. Only when an event was detected by at least three seismic
stations was the result kept. When two or more events were identified within
less than 12 s (the maximum free fall duration from the top of the cliff),
only the first one was kept and the others were treated as potentially
successive impacts of the rock mass at lower cliff sections. The goal of this
restrictive signal processing approach is to effectively remove false alarms
in a seismically noisy environment while detecting weak signals caused by
small rockfalls. The goal is not to automatically detect the correct event
onset and end timing. This information is gathered by manually inspecting
the remaining valid signals.</p>
</sec>
<sec id="Ch1.S3.SS3.SSS2">
  <title>Description of signals</title>
      <p id="d1e1307">Ten rockfall events in the Lauterbrunnen Valley that were detected by laser
scanning and seismic methods <xref ref-type="bibr" rid="bib1.bibx17" id="paren.58"/> had seismic
characteristics that are different from those of previously published
rockfalls or rock avalanches in less steep terrain, which usually show
emergent waveforms with slow rising and falling seismic signal time series
<xref ref-type="bibr" rid="bib1.bibx23 bib1.bibx25" id="paren.59"/>. In the Lauterbrunnen Valley, the
released rock mass typically experiences a significant free fall phase,
followed by a powerful impact either somewhere on the cliff or directly on
the talus slope. The impact may result in fragmentation of the initial rock
mass and/or mobilisation of detritus on the talus slope. Thus, rockfalls in
the study area have a distinct seismic signature in comparison to earthquakes
and other mass-wasting processes, such as debris flows or landslides
<xref ref-type="bibr" rid="bib1.bibx9" id="paren.60"><named-content content-type="pre">e.g.,</named-content></xref>. All remaining potential rockfall events were
manually checked for distinctiveness from the signals of these other mass-wasting
and tectonic events as well as potential anthropogenic signals.</p>
      <p id="d1e1321">In addition to the waveforms of potential events, their spectral evolution
with time was investigated using power spectral density estimates (PSDs, or
spectrograms). These were calculated for the event duration plus a two-sided
buffer of 30 s using multi-taper correction of the spectra and the method
of <xref ref-type="bibr" rid="bib1.bibx53" id="text.61"/>. The spectra were calculated from the deconvolved and
filtered vertical component of the signal (1–90 Hz) at the central station
along the cliff base (“Funny Rain”) with time windows of 1.1 and 1.5 s and
overlaps of 90 %. Rockfall impacts appear as sharp pulses of seismic energy
over a wide frequency band, usually between 5 and 60 Hz
<xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx25" id="paren.62"/>. Rock avalanches show an emergent onset
dominated by low frequencies and progressively increasing higher-frequency
content until the event ends with the prevalence of low frequencies
<xref ref-type="bibr" rid="bib1.bibx50" id="paren.63"/>. Earthquakes show the dominance of frequencies below
5 Hz and either two distinct wave-train arrival times followed by an
exponentially decreasing tail (coda) or a very low-frequency waveform
(teleseismic events). Anthropogenic signals can take a range of forms in this
area <xref ref-type="bibr" rid="bib1.bibx17" id="paren.64"/>.</p>
</sec>
<sec id="Ch1.S3.SS3.SSS3">
  <title>Location of events</title>
      <p id="d1e1342">For all manually confirmed rockfall signals the source location was estimated
by using the signal migration method <xref ref-type="bibr" rid="bib1.bibx8" id="paren.65"/>. This approach is based
on finding the location with the highest joined cross-correlation of signal
envelopes from all station pairs with time offsets. These time offsets
correspond to the finite travel time of the signal from a potential source
along the surface or through bedrock to each seismic station. For this, the
average seismic wave velocity was set to 2700 m s<inline-formula><mml:math id="M21" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, which provided
the best location accuracy in this study area <xref ref-type="bibr" rid="bib1.bibx17" id="paren.66"/>. The
input signals were clipped to their STA <inline-formula><mml:math id="M22" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA-based start and duration plus a
two-sided buffer of 2 s unless manual modification was necessary, e.g., when
obviously unrelated seismic signals like raindrop impacts at one station had
biased the process or when two consecutive impacts had been included. The
clipped signals were filtered with four different initial cut-off
frequencies,
and the location result with the highest joined cross-correlation value was
kept. These initial frequency windows were 5–15, 10–20, 10–30 and
20–40 Hz. When an event could not be located in the area of interest
(Fig. <xref ref-type="fig" rid="Ch1.F1"/>) but showed all characteristics of a valid rockfall
event, the frequency windows were adjusted according to the dominant
frequency range. The migration operations resulted in grids with joined cross-correlation values for each pixel, which may be interpreted as a probability
estimate of the most likely location of the impact that causes the seismic
signal. In accordance with the findings of <xref ref-type="bibr" rid="bib1.bibx17" id="text.67"/> only pixels
with cross-correlation values above the quantile 0.97 were kept, as this
threshold resulted in the smallest possible location estimate area that still
included all 10 control events. The resulting data sets were normalised
between 0 and 1 to have a common basis for further analyses.</p>
</sec>
</sec>
<sec id="Ch1.S3.SS4">
  <title>External trigger analysis</title>
      <p id="d1e1383">All identified rockfall events were put into context with potential trigger
mechanisms by calculating the lag time to the closest preceding occurrence of
each potential trigger. Depending on the mechanism, automatic algorithms or
manual checks were necessary, as explained below. Interconnection and
superposition of trigger mechanisms was accounted for by checking if any of
the events showed a meaningful process-relevant lag time for more than one
trigger.</p>
      <p id="d1e1386">Lag time distribution patterns for all detected rockfalls were inspected by
using
kernel density estimates (KDEs, i.e., curves that describe the distribution of
discrete empiric data). It is known that the size of the kernel (i.e., the
window that is moved over the sample distribution to create the density
estimate) has a significant impact on the resulting curves, especially for
small sample sizes <xref ref-type="bibr" rid="bib1.bibx20 bib1.bibx16" id="paren.68"/>, and there is no
general rule to find the best setting. To account for this effect and
to check the general robustness of the temporal patterns, multiple KDE graphs
were generated based on Markov chain Monte Carlo methods. For each test, the
complete data set of rockfall events was subsampled 1001 times with a random
sample size between 80 and 100 % and randomly assigned kernel bandwidths.
This resulted in 1001 possible realisations of density estimate curves, which
were all plotted over each other to create a “ghost graph”
<xref ref-type="bibr" rid="bib1.bibx6" id="paren.69"/> that gives a direct impression of the uncertainty
associated with this method. Initial tests showed that stable, reproducible
plots emerge with 500 MCM runs and larger chains did not improve the
quality of the results.</p>
<sec id="Ch1.S3.SS4.SSS1">
  <title>Excluded triggers</title>
      <p id="d1e1400">The setting of the Lauterbrunnen Valley allows for the elimination of
some of the trigger mechanisms summarised in Sect. <xref ref-type="sec" rid="Ch1.S2"/>.
Volcanic tremors and eruptive activities are very unlikely to influence this
region of the Alps, as the nearest active volcano is Vesuvius. Snowmelt-generated water input into the cliff face is regarded as irrelevant
because the cliff face is snow free in winter due to the steep gradient. Only
the small ledges may support accumulations of snow that could supply a local
input of meltwater. Snowmelt may be a significant source of water input in
the upper parts of the catchment above the cliff face, but this run-off
would already be channelised in the hanging valleys by the time it reaches
the cliff. It can thus be neglected as a mechanism significantly affecting
material properties outside the hanging valleys. Likewise, snow avalanches
are unlikely to influence rockfall activity along the cliff face. Root
penetration of trees is considered to be of minimum relevance given the
steepness of the cliff; trees only grow on the flat parts of the large ledges
in the central upper section and at the southern margin of the instrumented
cliff section. Thus, these trigger mechanisms are not considered further in
the article, which reduces the analysis to the following mechanisms.</p>
</sec>
<sec id="Ch1.S3.SS4.SSS2">
  <title>Geophysical triggers</title>
      <p id="d1e1411">Earthquakes were picked from the signals recorded by the seismic sensors with
the STA <inline-formula><mml:math id="M23" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA approach using a 1 s short-term window, a 90 s long-term window
and on- and off-ratios of 4 and 2, respectively. These parameters
successfully picked all earthquakes from a 10-day control period at the
beginning of the monitoring data set. The protocol was applied to data from
the station Gate of China, filtered between 1 and 5 Hz, with a minimum event
duration of 3 s. All picked events were checked manually for plausibility.
Furthermore, the online portal of the Swiss Seismological Service
<xref ref-type="bibr" rid="bib1.bibx45" id="paren.70"/> was queried for any earthquake above <inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> that
occurred within a radius of 20 km around the study area. These values were
chosen conservatively based on critical magnitude estimates for landslides
and rockfalls in road cuts <xref ref-type="bibr" rid="bib1.bibx39 bib1.bibx27 bib1.bibx36" id="paren.71"/>. The online catalogue contains several of the earthquakes picked
by the stations used in this study but may miss local earthquakes that could
act as rockfall triggers.</p>
</sec>
<sec id="Ch1.S3.SS4.SSS3">
  <title>Meteorological triggers</title>
      <p id="d1e1447">Lag times for precipitation were defined as the time span between the end of
a precipitation event with <inline-formula><mml:math id="M25" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 0.1 mm h<inline-formula><mml:math id="M26" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (the smallest increment of
the meteorological data set) and the next rockfall. For each of these
precipitation events the cumulative precipitation amount was calculated by
backward summation in time until the beginning of the precipitation event.</p>
      <p id="d1e1469">Wind was investigated as a trigger using the meteorological time series data.
Wind speed values were selected for the hour during which a rockfall
occurred. Since there is no meaningful way to objectively determine a
threshold of minimum wind speed that could serve as a trigger, a different
approach was chosen. The effectiveness of wind was tested by comparing the wind
speed distribution function from hours during which rockfalls occurred with
1001 randomly generated distribution functions for the entire monitoring
period. If the wind speed regime during a rockfall is different from random
regimes, this would be visible from this comparison. Since wind is assumed to
be a regional phenomenon, a point measurement of wind speed at the station in
Mürren is assumed to be representative, with an awareness of the drawback that we
rely on only one station and that the elevation gradient of several hundred
metres may result in a spatially non-consistent action of wind. However, this
effect would only be relevant for particularly strong wind episodes.</p>
      <p id="d1e1472">For the effect of lightning there is no independent record. However, thunder
also generates a seismic signal. The frequency spectrum of such a thunder
signal is similar to quarry blasts and is very broad (above 5 Hz) with peak
frequencies between 6 and 13 Hz. Seismic records can be inverted to
determine the location, length and orientation of a lightning channel
<xref ref-type="bibr" rid="bib1.bibx28" id="paren.72"/>. In the case of the Lauterbrunnen Valley, 1 h of
the seismic record preceding a detected rockfall event was screened for all
stations. Lightning was interpreted when the signals showed a sharp
blast-like pulse, time offsets between stations corresponding to the speed of
sound (about 340 m s<inline-formula><mml:math id="M27" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>), a wide frequency spectrum peaking between 5
and 15 Hz and a coincidence with precipitation (assuming there were no dry
weather lightning events).</p>
</sec>
<sec id="Ch1.S3.SS4.SSS4">
  <title>Heat-related triggers</title>
      <p id="d1e1496">Freeze–thaw and thaw–freeze transitions were defined as switches from
negative to positive (and vice versa) air temperatures between two
consecutive hours. Constraining the thermal effect within rock is not a
straightforward task. Direct measurements require intense instrumentation
<xref ref-type="bibr" rid="bib1.bibx10" id="paren.73"/>. Geophysical tomography monitoring
<xref ref-type="bibr" rid="bib1.bibx30" id="paren.74"/> from the rock surface is an alternative but also
requires extensive work. Heat diffusion models
<xref ref-type="bibr" rid="bib1.bibx37" id="paren.75"><named-content content-type="pre">e.g.,</named-content></xref> can deliver temperature estimates at
different levels of spatial and temporal resolution and complexity; however,
at first order, air or surface temperature is a valuable proxy for describing
the freeze–thaw actions close to the surface of rock masses. Temperature
cannot be treated as a regionally constant parameter as air temperature drops
by 0.6 <inline-formula><mml:math id="M28" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C for every 100 m rise in elevation, and mountain wind
systems and topographic shading effects contribute to further modifications
of spatial temperature patterns. To relate air temperature as a first-order
proxy to freeze–thaw action, lag times were calculated for both uncorrected
temperature data from the Mürren meteorological station and
elevation-corrected values based on the DEM and the seismically located
rockfall events.</p>
      <p id="d1e1519">Constraining thermal stress is similarly demanding as evaluating freeze–thaw
action. One needs to link the heat influx (through sunlight exposure and/or
ambient temperature) to the thermodynamic properties of the rock medium
<xref ref-type="bibr" rid="bib1.bibx10" id="paren.76"><named-content content-type="pre">e.g.,</named-content></xref>. However, by excluding the material properties
which mainly control the speed and effectiveness of heat propagation, first-order proxies for thermal stress can be provided by the ambient air
temperature time series and its first derivative (temperature change rates)
as well as spatially resolved sun exposure models, although more complex
models are available <xref ref-type="bibr" rid="bib1.bibx22" id="paren.77"><named-content content-type="pre">e.g.,</named-content></xref>. To investigate
thermal stress, the temperature history of rockfall events was described with
linear regression slopes of normalised air temperature (Mürren station
data) in time windows of 12, 6 and 3 h before each event occurred. Thermal
stress is also linked to the exposure duration of a given section of the
cliff to direct sunlight on the diurnal and seasonal timescale. The
Lauterbrunnen Valley, with its almost north–south-oriented cliff, may exhibit
great spatial and temporal variability in exposure time to direct sunlight.
The topography-corrected potential exposure time to direct sunlight of the
cliff face was modelled with the regional DEM (extending about 30km <inline-formula><mml:math id="M29" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 30 km
around the instrumented area) and the model insol <xref ref-type="bibr" rid="bib1.bibx11" id="paren.78"/>.
Calculations were performed for 1 and 31 March and 2016, yielding the
cumulative daily exposure time for each pixel of the DEM and the lowest
sunlit elevation along the cliff for a set of hours (8:00, 8:30, 9:00, 10:00,
00:00, 13:00, 14:00) through the entire month. March was chosen because
it yielded the largest variability in sun exposure of all instrumented
months according to exploratory model runs with lower spatial and temporal
resolutions.</p>
</sec>
<sec id="Ch1.S3.SS4.SSS5">
  <title>Biotic, anthropogenic and other triggers</title>
      <p id="d1e1548">Anthropogenic activity in the valley, such as construction work, helicopter flights and
rail and road traffic, was observed throughout the deployment
and maintenance campaigns and can easily be detected in the seismic records
<xref ref-type="bibr" rid="bib1.bibx17" id="paren.79"/>. Due to the broad range of possible signals generated
by anthropogenic activity it is not straightforward to develop automatic
routines to analyse the lag times with rockfalls. Thus, the history of each
potential rockfall event was investigated manually up to 1 h back in
time. Ground vibrations caused by other Earth surface processes were also
checked manually by screening 1 h of seismic data before the onset of a
rockfall event to identify any signals that could be interpreted as
geomorphic activity <xref ref-type="bibr" rid="bib1.bibx8 bib1.bibx51" id="paren.80"><named-content content-type="post">for examples</named-content></xref>.</p>
      <p id="d1e1559">All analyses were performed in the R environment for statistical computing
<xref ref-type="bibr" rid="bib1.bibx43" id="paren.81"/> (version 3.3.1) using the packages eseis
<xref ref-type="bibr" rid="bib1.bibx14" id="paren.82"/>, sp <xref ref-type="bibr" rid="bib1.bibx41 bib1.bibx5 bib1.bibx42" id="paren.83"><named-content content-type="post">version 1.2-3</named-content></xref>, raster <xref ref-type="bibr" rid="bib1.bibx26" id="paren.84"/>, fields
<xref ref-type="bibr" rid="bib1.bibx40" id="paren.85"/>, insol <xref ref-type="bibr" rid="bib1.bibx11" id="paren.86"/> and rgl
<xref ref-type="bibr" rid="bib1.bibx1" id="paren.87"/>. The dates and times of all events are given with respect to
the local time, i.e., UTC minus 2 h. For the 2015 period, this includes
12 days without daylight saving time (the switch was on 29 March), which was
ignored here.</p>
</sec>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Results</title>
<sec id="Ch1.S4.SS1">
  <title>Detection and location of seismic events</title>
      <p id="d1e1599">During both deployment periods there were always at least four seismic
stations in operation, continuously recording data. The STA <inline-formula><mml:math id="M30" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA picking
algorithm yielded initial numbers of 3248 (2014) and 1514 (2015) events.
After the application of the automatic rejection criteria the number decreased to
603 and 271, respectively. Manual inspection and rejection removed
predominantly spurious events (582 and 231), for example related to rail
traffic and small earthquakes. The remaining potential rockfall signals (21
and 40) were migrated and yielded a total of 17 rockfalls inside the area of
interest for 2014 (10 of them in the period of interest from
<xref ref-type="bibr" rid="bib1.bibx14" id="altparen.88"/>) and 32 for 2015. The remaining rockfalls were
located either on the other side of the valley or higher up in the catchment
and will not be discussed further. The Supplement contains a
comprehensive table with all detected rockfall events along with their
assigned parameters.</p>
      <p id="d1e1612">The average duration of the picked events was <inline-formula><mml:math id="M31" display="inline"><mml:mrow><mml:msubsup><mml:mn mathvariant="normal">1.14</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.46</mml:mn></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">0.79</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula> s
(median and quartiles) in 2014 and <inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:msubsup><mml:mn mathvariant="normal">1.56</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.54</mml:mn></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">0.67</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula> s in 2015 (global
average was <inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:msubsup><mml:mn mathvariant="normal">1.37</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.37</mml:mn></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">0.84</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula> s), which was clearly different from
other signals excluded during the selection process (raindrop impacts and
earthquakes). Note, however, that the STA <inline-formula><mml:math id="M34" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA algorithm usually picked the
first rockfall impact and all subsequent impacts were rejected from the data
set if they occurred within 12 s (Sect. <xref ref-type="sec" rid="Ch1.S3"/>). Thus, the
STA <inline-formula><mml:math id="M35" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> LTA-based durations do not represent a realistic estimate of the true
event duration (<inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:msubsup><mml:mn mathvariant="normal">4.7</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2.0</mml:mn></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2.8</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula> s), which has been determined based on
manual inspection of waveform and PSD data. An event from 6 April 2015
(Fig. <xref ref-type="fig" rid="Ch1.F2"/>) had a picked duration of 10 s according to its
prolonged activity after the first excursion of the seismic signal. The
average SNR of all events was <inline-formula><mml:math id="M37" display="inline"><mml:mrow><mml:msubsup><mml:mn mathvariant="normal">15.47</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2.00</mml:mn></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">10.04</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula>. For events 41 and 44
(Table S1 in the Supplement) the per-station SNR for location had to be
adjusted to 6 (exclusion of a spurious superimposed signal at one station)
and 4 (inclusion of a low-amplitude rockfall signal at one station),
respectively.</p>
      <p id="d1e1729">Earthquake detection for lag time analysis yielded a total of 359 events,
lasting on average <inline-formula><mml:math id="M38" display="inline"><mml:mrow><mml:msubsup><mml:mn mathvariant="normal">14.9</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6.4</mml:mn></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">28.3</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula> s. The query of the Swiss
Seismological Service database did not yield any earthquakes with
<inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> within a radius of 20 km during the monitoring period.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <title>Rockfall characteristics</title>
      <p id="d1e1772">Based on the waveform and PSD data of all events, rockfalls could be
categorised into two phenomenological types. Type A events (<inline-formula><mml:math id="M40" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">38</mml:mn></mml:mrow></mml:math></inline-formula>, i.e.,
78 %) exhibit one or a few short pulses of seismic energy. The pulses last
less than 2 s and predominantly exhibit frequencies between 5 and 50 Hz.
Type B events (<inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">11</mml:mn></mml:mrow></mml:math></inline-formula>, i.e., 22 %) have an emergent onset and a longer
tail of seismic activity, usually lasting 3 to 6 s but sometimes up to
20 s. The frequencies are also in the range of 5 to 40 Hz and sometimes up
to 50 Hz. Twenty-one events of type A exhibit the subsequent emergence of a
type B sequence <inline-formula><mml:math id="M42" display="inline"><mml:mrow><mml:msubsup><mml:mn mathvariant="normal">2.50</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.90</mml:mn></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2.90</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula> s after the last impact signal. This
subsequent phase was best visible at seismic stations along the base of the
cliff. Twelve events also showed a subdued signal prior to the first
significant pulse of seismic energy, which was mostly visible in waveforms of
one or two stations along the cliff top. This signal precedes the first major
signal pulse by <inline-formula><mml:math id="M43" display="inline"><mml:mrow><mml:msubsup><mml:mn mathvariant="normal">2.35</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.00</mml:mn></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1.28</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula> s and lasts for less than a second.
Three rockfall events have been selected for a detailed description below
because they allow for significant insight into the evolution of the processes
and illustrate the summary of the results given above.</p>
<sec id="Ch1.S4.SS2.SSS1">
  <title>Case event I</title>

      <?xmltex \floatpos{p}?><fig id="Ch1.F2"><caption><p id="d1e1844">Seismic data of two detected seismic events. The first one shows
the arrival of two pulses with sharp onsets homogeneously at all stations and
a more than 1 min coda. The second one shows very different signal
properties across the seismic stations. <bold>(a)</bold> Waveform data
(0.5–90 Hz) starting with a small earthquake on 6 April 2015 at 15:19 that
show the typical P- and S-wave arrivals and coda; 3.6 min later, a rockfall
(event 30) was detected, showing a very different, distinct waveform pattern.
The inset shows low-pass-filtered (1–3 Hz) signals of the initial rock mass
impact with clear time offset between the seismic stations.
<bold>(b)</bold> Power spectral density estimates of the earthquake and rockfall
as recorded by the vertical component of station Funny Rain. The zoomed
part shows the waveform of the rockfall again.</p></caption>
            <?xmltex \igopts{width=221.931496pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017-f02.pdf"/>

          </fig>

      <p id="d1e1859">Records from 6 April 2015 between 15:19:00 and 15:25:00 show two distinct seismic
events (Fig. <xref ref-type="fig" rid="Ch1.F2"/>). Both events are recorded at all four
functioning stations. The first one shows the arrival of two pulses with
sharp onsets and a more than 1 min coda. All stations record this
pattern in almost the same shape and intensity; amplitudes at station Funny
Rain are twice as high as at the other stations. The second event is
clearly different: the seismogram from Funny Rain shows a sharp amplitude
excursion for less than 2 s, followed by an emergent onset of activity for
30 s. The other seismograms only show the first pulse. When filtered between
1 and 3 Hz (Fig. <xref ref-type="fig" rid="Ch1.F2"/>a insets), it becomes clear that the 1.5 s
long signal exhibits arrival time offsets between 70 and 450 ms among the
stations. Power spectral density estimates of the vertical component of the
Funny Rain record (Fig. <xref ref-type="fig" rid="Ch1.F2"/>b) show that the first event is
dominated by frequencies between <inline-formula><mml:math id="M44" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 1 and up to 60 Hz, with lower
frequencies arriving earlier and lasting longer than higher frequencies
(triangular pattern). The second event shows a sharp pulse over the entire
frequency range above 5 Hz that drops rapidly to a triangular shape of
frequencies below 40 Hz. This second signal was a combination of types A and
B, with no pause between the two types.</p>
      <p id="d1e1875">We interpret the recorded events as two fundamentally different seismic
sources. The first one shows all characteristics of an earthquake: separated
arrival of P and S waves, minimum time offset among the seismic signals,
overall marginal signal amplitude differences, a triangular shape of the PSD
and a long-lasting coda. In contrast, the second event is a common example of
a rockfall because the initial short pulse, visible at all stations, covers a
wide frequency spectrum except for frequencies below about 5 Hz. It is
followed by signals of subsequent slope activity only at the station at the
base of the cliff, which argues for a very local, weak source.</p>
      <p id="d1e1878">The rockfall is independent of the preceding earthquake, given the more than
3 min time gap and low intensity of ground movement. The first
evidence of the rockfall was a faint signal 1.5 s before the most powerful
signal part, which is hard to see in the waveform but clear in the power
spectral density estimate (zoomed part of Fig. <xref ref-type="fig" rid="Ch1.F2"/>b). Whether
this faint signal represents the detachment of the rock mass or the release
of some smaller rocks prior to the large detachment cannot be resolved. The
strongest signal, visible at all stations, is interpreted as the actual
impact of the rock mass on the cliff face, which leads directly to
avalanche-like slope activity for more than 30 s. This last part of the
sequence did not give any clear location estimate. The first impact could be
located at the northern shoulder of a hanging valley (event 12 in
Fig. <xref ref-type="fig" rid="Ch1.F5"/>c). Apparently, downslope topography was not steep enough
to support an immediate free fall phase. A likely scenario is that upon the
first impact the rock mass became fragmented and tumbled down the valley
shoulder where it might have become further fragmented, then experienced a
free fall phase and started hitting the talus slope as a rain of small rock
fragments lasting for more than 30 s. Thus, the seismic data of this
rockfall provide insight into all relevant stages: initiation and detachment, free
fall, impact and fragmentation, and continuous slope activity caused by
impacting and entrained debris.</p>
</sec>
<sec id="Ch1.S4.SS2.SSS2">
  <title>Case event II</title>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><caption><p id="d1e1893">Seismic view of a rockfall (i.e., event 17) with multiple impacts
and subsequent talus slope activity. The power spectral density estimate and
waveform of stations “Basejumper's Mess” <bold>(a)</bold> and “Funny Rain”
<bold>(b)</bold>. The station on top of the cliff <bold>(a)</bold> mainly records the
successive impacts along the cliff face, while the basal station <bold>(b)</bold>
reflects the impact on the talus slope and subsequent slope activity. Note
the different range of the colour schemes and waveform ranges in panels <bold>(a)</bold>
and <bold>(b)</bold>. Panels <bold>(c)</bold> and <bold>(d)</bold> show zoomed-in records of
station Funny Rain. Panel <bold>(c)</bold> shows the rock mass impact on the talus
slope (phase 2) and subsequent activation of a single rock, first rolling
and then jumping down the slope (phase 3). Panel <bold>(d)</bold> shows the individual hops
of the rock as it approaches and passes the seismic station. Panel <bold>(e)</bold>
shows a profile of the TLS data with detachment area
<xref ref-type="bibr" rid="bib1.bibx17" id="paren.89"/>, sensor deployment position and free fall times
as well as possible trajectories indicated.</p></caption>
            <?xmltex \igopts{width=298.753937pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017-f03.pdf"/>

          </fig>

      <p id="d1e1940">A rockfall of type A with subsequent emergence of type B
(Fig. <xref ref-type="fig" rid="Ch1.F3"/>) occurred on 26 October 2014 at 22:08:41 and lasted about
45 s in total. Four phases can be distinguished. The first phase was
characterised by two short seismic pulses each lasting less than a second.
Phase 2 starts 3.52 s after the first one, with a similar double pulse. The
pulses are visible at all stations, although the largest amplitudes occur at
station Funny Rain. Predominant frequencies are between 5 and 50 Hz.
Phase 3 starts with a sudden onset of seismic activity 3.38 s later and
lasts about 5 s. It was also visible at all stations, but amplitudes at
Funny Rain are 500 times higher than, for example, at “Basejumper's
Mess”. Arising from phase 3, phase 4 exhibits an almost rhythmic appearance
of more than 16 pulses in the waveform of station Funny Rain and was not
visible at any other seismic station. The pulses are 0.15 to 0.25 s long and
separated by pauses of 0.5 to 0.8 s. The amplitudes of the individual pulses
rise slowly until they peak at 20:09:03.5 and then fall back into seismic
background levels after about 5 s.</p>
      <p id="d1e1945">Interpreting this case (Fig. <xref ref-type="fig" rid="Ch1.F3"/>) illustrates the potential of
environmental seismology to resolve multiple collisions of detached rock
masses and the high degree of detail to describe the individual
process kinetics of single rocks moving through the landscape. The described
rockfall, event 8 of the data set of <xref ref-type="bibr" rid="bib1.bibx17" id="text.90"/>, is of type A
(during phases 1 and 2) followed by a special case of type B (during phases 3
and 4). Phases 1 and 2 are interpreted as two rock mass impacts along the
cliff face at subsequently lower positions (Fig. <xref ref-type="fig" rid="Ch1.F3"/>). Phase 3
represents the impact on the talus slope mobilising a series of rock
fragments. Finally (phase 4), one larger rock fragment starts rolling and
jumping down the talus slope towards and past the station Funny Rain.
The described event has released 0.258 <inline-formula><mml:math id="M45" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.014 m<inline-formula><mml:math id="M46" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> from a spot at about
994 m a.s.l., the only detachment area in this section of the cliff visible
in the TLS data. The detachment area was just above the seismic station at
888 m a.s.l. and some 20 to 30 m to the north. This implies a TLS-based
free fall distance of not more than 106 m (Fig. <xref ref-type="fig" rid="Ch1.F3"/>d). The
seismic estimate of the impact was 919 m a.s.l., with the most likely
impact coordinates only 52 m away from the seismic station. Converting the
time between the first and second impacts of phase 1 (3.52 s) into fall
distance yields 61 m. The time offset between the second impact and the
onset of phase 2 (3.38 s) represents a similar fall distance of 56 m. Thus,
in this case, it was possible to show that the two impacts resulted from one
rather than two discrete detachment events. The data also give insight into
the mechanism through which impacting rock fragments continue to move downslope
(short seismic pulses in Fig. <xref ref-type="fig" rid="Ch1.F3"/>d).</p>
</sec>
<sec id="Ch1.S4.SS2.SSS3">
  <title>Case event III</title>

      <?xmltex \floatpos{p}?><fig id="Ch1.F4"><caption><p id="d1e1984">Seismic view of a complex rockfall (event 37). <bold>(a)</bold> Signal
waveforms of the sequence from four seismic stations filtered between 0.5
and 90 Hz with four distinct seismic pulses and a longer emergent part.
<bold>(b)</bold> Power spectral density estimates of station “Basejumper's
Mess” and “Funny Rain”. The five distinct events cover different frequency
ranges over both time and space. <bold>(c)</bold> Seismic impact location
estimates of events 2 to 5 with location polygons clipped at the 0.99 quantile
for illustrative reasons. The scenes show an oblique aerial view onto the
lidar-based surface model of the affected cliff section. Values denote
<inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">start</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> start time (second of the UTC time denoted in <bold>a</bold>),
<inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">dur</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> event duration used as time window for the signal migration
approach, <inline-formula><mml:math id="M49" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">locate</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> frequency range used to filter the data before
migration (based on ranges of all stations) and <inline-formula><mml:math id="M50" display="inline"><mml:mrow><mml:msub><mml:mi>z</mml:mi><mml:mi mathvariant="normal">seis</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> height of
location estimate. All times refer to station Basejumper's Mess.</p></caption>
            <?xmltex \igopts{width=156.490157pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017-f04.pdf"/>

          </fig>

      <p id="d1e2050">Case event III (Fig. <xref ref-type="fig" rid="Ch1.F4"/>) is a complex sequence of five discrete
pulses, which can be interpreted as a type A event (pulses 1–3), followed by
a type B (pulse 4) and another subsequent type A event (pulse 5). All pulses
last for less than 2 s except for pulse 4, which emerges 6–7 s after pulse
3 and lasts more than 30 s until it is no longer discernible from the
background noise. Pulse 5 intersects with pulse 4. Signal amplitudes for
pulses 1, 2, 3 and 5 are high compared to pulse 4 at station Basejumper's
Mess, whereas this pattern is exactly reversed at station Funny Rain
where pulse 4 dominates. Likewise, with increasing distance to Basejumper's
Mess, all signals decline in amplitude and become more conjoined for the
stations on top of the cliff. Only at Basejumper's Mess
(<inline-formula><mml:math id="M51" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula>0.6 <inline-formula><mml:math id="M52" display="inline"><mml:mi mathvariant="normal">µ</mml:mi></mml:math></inline-formula>m s<inline-formula><mml:math id="M53" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) and very faintly at Gate of China
(<inline-formula><mml:math id="M54" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula>0.03 <inline-formula><mml:math id="M55" display="inline"><mml:mi mathvariant="normal">µ</mml:mi></mml:math></inline-formula>m s<inline-formula><mml:math id="M56" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) is there a signal visible that precedes
the entire sequence (pulse 0). The same short-duration pulses are also
visible in the power spectral density estimates (Fig. <xref ref-type="fig" rid="Ch1.F4"/>b).
Pulse 0 ranges between 50 and 80 Hz at station Basejumper's Mess; all
other pulses cover the full frequency range. In contrast, station Funny
Rain predominantly exhibits lower frequencies, up to 60 Hz for the short-duration pulses and up to 40 Hz for the longer pulse 4, which shows an
evolution similar to that of the event described in case I
(Fig. <xref ref-type="fig" rid="Ch1.F2"/>). Location estimates of the seismic sources were
possible for all pulses when adjusting the frequency windows prior to
the migration of the signal envelopes to the dominant frequency content of the
signals (Fig. <xref ref-type="fig" rid="Ch1.F4"/>c and d) manually based on the spectra of the
clipped signals. While estimates for pulses 1–3 overlap, there is a clear
distinction to pulses 4 and 5. Pulses 1–3 are located at the central cliff
part below the large ledge (1148–1124 m a.s.l.), pulse 4 focuses at the
base (922 m a.s.l.) and pulse 5 is just below the rim of the ledge
(1275 m a.s.l.). The frequency spectra and signal envelopes used for
locating the individual impact pulses are contained in the Supplement.</p>
      <p id="d1e2114">This last case event (Fig. <xref ref-type="fig" rid="Ch1.F4"/>) illustrates how seismic methods
can shed light on the complexity and interaction of processes. The described
rockfall is of type A (multiple impacts). Like the first example it exhibits
a faint seismic signal (pulse 0 in Fig. <xref ref-type="fig" rid="Ch1.F4"/>) about 1 s prior to
the first strong impact of rocks recorded by all stations. By combining the
information from signal waveforms and power spectral density estimates, a
detailed evolutionary scenario can be interpreted.
<list list-type="bullet"><list-item><p id="d1e2122">11:16:24.0 – a weak signal dominated by high-frequency content was caused by the impact below the large ledge in the central part of the monitored cliff area at about 1145 m a.s.l.</p></list-item><list-item><p id="d1e2125">11:16:25.3 – a sharp distinct pulse of seismic energy with highest amplitudes close to station Basejumper's Mess was caused by an impact of the failed rock mass
at an elevation close to the former location (about 1148 m a.s.l.).</p></list-item><list-item><p id="d1e2128">11:16:26.3 – another pulse of seismic energy was emitted by the already partly fragmented rock mass
hitting the cliff face a further time about 20 m below the former spot. Upon this impact, the rock mass
was further fragmented and falls freely down the rest of the cliff (calm period of about 6.7 s after the impact signals).</p></list-item><list-item><p id="d1e2131">11:16:32.5 – a sequence of seismic activity, which was most intense at the base of the cliff close to station
Funny Rain, emerged and lasted for 30 s. In contrast to the preceding impacts, there were no
erratic pulses of energy but a continuous, asymmetric rise and fall of the entire signal envelope. This was
most likely due to first fragments of the initial rock mass reaching the talus slope below the detachment area and a
subsequent continuous rain of particles, the products of the previous fragmentation of the rock mass, for half a minute.</p></list-item><list-item><p id="d1e2134">11:16:51.5 – another short pulse of seismic energy, now above the initial impact zone of the first rockfall,
intersected with the still ongoing shower of rock fragments. This second sharp signal corresponds to the impact of another
rock mass about 125 m above the first one, directly at the rim of the large ledge some 70 m south of the first detachment
area (thus, in total about 143 m away from the first rockfall). This second rockfall might have been triggered by the
impacts of the preceding one. Alternatively and in agreement with the overlapping location uncertainty polygons, this
rockfall might have been mobilised from or near the origination area of the first one.</p></list-item></list></p>
      <p id="d1e2137">The location estimates of all events are vague when focusing on the seismic
estimates (Fig. <xref ref-type="fig" rid="Ch1.F4"/>c). In fact, the steep part of the cliff is
poorly resolved in the vertical direction by only a few DEM pixels, which leads
to considerable shifts in the maximum location probabilities. Hence, this
case shows the lower limit of location possibilities for such extreme
topography. However, when calculating the free fall distances based on the
time offsets between the individual impact times, the agreement is remarkable.
Based on the seismic location estimate, the second rock mass impact was
located 24 m below the first one compared to a distance of 4.9 m
calculated based on gravitational acceleration for 1.0 s. Seismic estimates
determine the impact at the base 202 m below the former impact, while
gravitational acceleration calculation yields a downslope distance of 220 m
after 6.7 s of free fall time.</p>
      <p id="d1e2143">The three examples show the diversity of how rockfalls may evolve and how
environmental seismology can provide detailed insights into this geomorphic
process, which is difficult to achieve with other methods in such a holistic way. A
posterior mapping approach would have misinterpreted the two potentially
linked events from case III (Fig. <xref ref-type="fig" rid="Ch1.F4"/>) as two discrete rockfalls.
Likewise, the seismic approach could resolve multiple releases of rock masses
from the same detachment area at different times, which would be amalgamated
to one larger rockfall event by other methods. Video imagery would have
allowed for event detection, location and possibly also insights into event
anatomy given that weather (clouds and fog, rain, snow cover) and daylight
conditions were suitable. Rocks did not move into tree-covered areas, and the
events were large enough to be resolved, which in turn limits the area that
can be surveyed.</p>
</sec>
</sec>
<sec id="Ch1.S4.SS3">
  <title>Spatial activity patterns</title>

      <?xmltex \floatpos{t!}?><fig id="Ch1.F5" specific-use="star"><caption><p id="d1e2157">Spatial rockfall activity patterns. <bold>(a)</bold> 3-D scene view of
compound seismic location estimates for summer–autumn 2014. <bold>(b)</bold> 3-D
scene view of compound seismic location estimates for spring 2015. Normalised
probabilities are based on summation of normalised location
probabilities <inline-formula><mml:math id="M57" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 97 % for all detected events. <bold>(c)</bold> 3-D point
cloud view of DEM pixels coloured by normalised slope inclination (note the
sparse coverage of the steep cliff parts) and maximum location probability of
rockfall events as numbered spheres. Blue spheres indicate events at or
directly below the cliff edge, red spheres denote events with impact
locations at the talus slopes and black spheres denote events in the central
cliff part. Cube symbols depict 2014 events, and sphere symbols denote 2015
events. Dotted lines encircle 2014 activity hotspots, and dashed lines show 2015
hotspots.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017-f05.pdf"/>

        </fig>

      <p id="d1e2182">The 17 rockfalls recorded in 2014 mostly occurred in the lower southern part
of the instrumented cliff section (Fig. <xref ref-type="fig" rid="Ch1.F5"/>a and c). A minor
centre of activity was in the northern part of the cliff. In contrast, most
of the 32 rockfalls detected in 2015 occurred at the upper and central parts
of the cliff in the central and northern section (Fig. <xref ref-type="fig" rid="Ch1.F5"/>b and
c). There appear to be three activity hotspots in 2015. The southern one was
located just north of the hanging valley of the Ägertenbach
(Fig. <xref ref-type="fig" rid="Ch1.F1"/>) and is comprised of four events. The other two are below the
edges of the large ledge in the central part of the steepest and longest
cliff section between stations Gate of China and Basejumper's Mess.
There, the southern one is comprised of 10 and the northern one of 6 recorded events.
However, the other parts of the instrumented area were also affected by
single rockfall events (dark blue coloured patches in Fig. <xref ref-type="fig" rid="Ch1.F5"/>a
and b). Five impacts occurred at the base and four near the top of the cliff
(Fig. <xref ref-type="fig" rid="Ch1.F5"/>c).</p>
</sec>
<sec id="Ch1.S4.SS4">
  <title>Temporal activity patterns</title>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><caption><p id="d1e2203">Temporal patterns of rockfall activity. <bold>(a)</bold> Times series of
all detected rockfalls from spring 2015. <bold>(b)</bold> Time series of
summer–autumn 2014. Histogram bars and rug show rockfall events, and the circle–line
graph shows the cumulative number of events. For the colour of circles, see
legend to panel <bold>(c)</bold>. The dashed orange line depicts zero degrees.
<bold>(c)</bold> Height of the seismically estimated first rock mass impact as
a function of month of the year (note that 2014 events are plotted to the right of the
2015 events). Grey vertical lines and triangles give projected downslope
displacement (where possible) due to gravitational acceleration and time
offset to subsequent avalanche emergences. Letter denotes phenomenological
rockfall type. Semi-transparent graphs are Monte-Carlo-based exponential fits
of the elevations of the events denoted in grey.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017-f06.pdf"/>

        </fig>

      <p id="d1e2224">Rockfall activity was distributed over almost the entire instrumented period
in both years (Fig. <xref ref-type="fig" rid="Ch1.F6"/>a and b). However, the distribution was
not uniform. In 2014, 10 of 17 detected rockfalls occurred in a 4-week
window during 12 weeks of recording, and 3 weeks from 2 to 25 September
had no activity. Mostly, activity occurred in clusters of two to three
events. These patterns of rockfall timing were similar in 2015 although
activity was greater and concentrated in the first 5 weeks of the
monitoring window. There were three periods of enhanced activity that account
for two-thirds of all events: 19–21 March (seven events), 6–9 April (six events)
and 17–21 April (seven events). The rockfalls in these three periods were not
clustered in space. There were always more than three cliff sections affected
per period and location estimates were never horizontally closer than 40 m
to each other; i.e., events close in time were separated by several hundred
metres.</p>
      <p id="d1e2229">When normalised by cliff area (2.16 km<inline-formula><mml:math id="M58" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>) the average event rate over the
entire instrumented period in 2014 was 2.64 rockfalls per month per km<inline-formula><mml:math id="M59" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>.
On a month-by-month basis, we obtain values of 2.78 (August), 0.93
(September) and 4.17 (October). In 2015 the average rate was 5.01 rockfalls
per month per km<inline-formula><mml:math id="M60" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>. For the four individual months, rates were 11.50 (March,
only 15 days included), 6.96 (April), 2.32 (May) and 4.11 (June, only 7 days
included) per month and km<inline-formula><mml:math id="M61" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>.</p>
</sec>
<sec id="Ch1.S4.SS5">
  <title>Lag time analysis</title>

      <?xmltex \floatpos{p}?><fig id="Ch1.F7"><caption><p id="d1e2277">Time lags of all detected rockfall events to different potential
triggers as shown by kernel density estimates based on subsampling the
rockfall data set and using different kernel sizes. Values in brackets in
titles denote 25, 50 and 75 percentiles of the lag times.
<bold>(a)</bold> Earthquakes. Lag times are of the order of lag times between
earthquakes (thick black line). The circle size is proportional to the seismic energy
of the earthquake signal envelopes. <bold>(b)</bold> Precipitation. Circle size
proportional to cumulative rain amount of a preceding event. Circle colour
depicts year. <bold>(c)</bold> Wind speed. The thick black line depicts the wind speed
distribution during rockfall events, and grey lines show distributions of
randomly selected wind speed samples. <bold>(d)</bold> Freeze–thaw events. Circle
colour indicates freeze–thaw (orange) versus thaw–freeze (blue) transitions.
Filled circles indicate combination with rainfall within 6 h.
<bold>(e)</bold> Temperature history before an event illustrated as slope
coefficients of linear regression lines of normalised air temperatures 3, 6
and 12 h before a rockfall event. Positive (orange) and negative (blue)
slopes are separated by colour. The values next to the box plots denote quartiles.</p></caption>
          <?xmltex \igopts{width=142.26378pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017-f07.pdf"/>

        </fig>

      <p id="d1e2301">For all relevant trigger mechanisms the lag times of the 49 detected
rockfalls were individually analysed using kernel density estimates
(Fig. <xref ref-type="fig" rid="Ch1.F7"/>). These estimates stretch differently in time,
depending on the maximum lag times identified in the data. Usually they are
polymodal, but the first mode, always within 24 h, is the dominant one in all
curves. Note that the time axes in Fig. <xref ref-type="fig" rid="Ch1.F7"/>a, b and d are in
logarithmic scale to focus on this first mode in the density curves, which is most
important for rockfalls, rather than showing the properties of the full
distributions.</p>
      <p id="d1e2308">The density estimates of earthquake lag times, i.e., the time passed between
an earthquake and the next occurring rockfall, (Fig. <xref ref-type="fig" rid="Ch1.F7"/>a) peak
between 1 and 2 h, which is almost equal to the lag time between two
earthquakes. One rockfall occurred 2 min after an earthquake, a second one
was
3.7 min later (i.e., the event from Fig. <xref ref-type="fig" rid="Ch1.F2"/>) and all others were at
least 12.5 min after an earthquake. All these earthquakes were very small
local events. The strongest earthquake-related peak ground acceleration value
measured by the seismic array was 0.05 ms<inline-formula><mml:math id="M62" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (i.e., 5.<inline-formula><mml:math id="M63" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> g) and was more than 8 h before the next rockfall event. The
strongest earthquake from the database of the Swiss Seismological Service
within the queried radius of 20 km from the centre point of the cliff was
near Brienz (29 March, 23:43:22) with <inline-formula><mml:math id="M64" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>.9, occurring about
65 h before the next rockfall.</p>
      <p id="d1e2360">The lag time density estimates for precipitation events above
0.1 mm h<inline-formula><mml:math id="M65" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> peak at 1 h. Out of the 49 events, 11 (i.e., 22.4 %)
occurred within 1 h and 22 (i.e., 44.9 %) within 1 day after a
rainfall event. There was no difference between the 2014 and the 2015 data
and also no systematic trend between lag time and cumulative rainfall amount
(<inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>.09; cf. circle size in Fig. <xref ref-type="fig" rid="Ch1.F7"/>b).</p>
      <p id="d1e2393">Wind speed during rockfall events ranged from 0 (17 events) to 20.4 ms<inline-formula><mml:math id="M67" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>
(two events). The distribution function of wind speed during rockfalls
does not differ from the 1001 distribution functions of each 49 randomly
selected hours throughout the data set (Fig. <xref ref-type="fig" rid="Ch1.F7"/>c).</p>
      <p id="d1e2410">Lag times for freeze–thaw-related rockfalls (Fig. <xref ref-type="fig" rid="Ch1.F7"/>d) peaked
between 2 and 3 h. Thaw–freeze-related events showed lag times of
around 12 h; i.e., they occurred about half a diurnal cycle before a
rockfall occurs. Likewise, there were constant, strong linear temperature
trends 3, 6 and 12 h before a rockfall event (Fig. <xref ref-type="fig" rid="Ch1.F7"/>e). The
slope coefficients of the trend lines were closer to 1 for the rising
temperature trends than for the cooling trends. Hence, temperatures rose or
fell nearly linearly for 12 h before a rockfall occurred.</p>
      <p id="d1e2417">Manual screening of the seismic records revealed no signals of lightning
strikes within the period of 1 h before a rockfall event (see the Supplement
for the full list of manual screening results).</p>
</sec>
</sec>
<sec id="Ch1.S5">
  <title>Discussion</title>
<sec id="Ch1.S5.SS1">
  <title>Rockfall characteristics</title>
      <p id="d1e2433">There are two distinct types of rockfall signals. Type A is interpreted as
rocks that are released and experience a free fall phase before colliding
once or multiple times with the cliff. Except for event 16 (see Table S1 in
the Supplement or Fig. <xref ref-type="fig" rid="Ch1.F5"/>), events of this type did not hit the
base of the cliff or the talus slopes directly (Fig. <xref ref-type="fig" rid="Ch1.F6"/>c).
Indeed, half of the type A events exhibit the emergence of a prolonged signal
some time after the initial impact, which may be best explained by rock
fragments that subsequently reach the cliff base. The event in
Fig. <xref ref-type="fig" rid="Ch1.F2"/> is an example of rockfall type A with a very short pause
between first impact and the subsequent emergence of the rock fragment avalanche.
Multiple impacts can either be caused by the same initial rock volume at
subsequently lower parts of the cliff (i.e., example from
Fig. <xref ref-type="fig" rid="Ch1.F4"/>) or by different rock masses subsequently detaching from
the same source region. For most of the cases it was not possible to
distinguish between these two possibilities. Events of type B are interpreted
as avalanches of rocks (e.g., prolonged activity in Fig. <xref ref-type="fig" rid="Ch1.F2"/>b,
individual pulse 4 from Fig. <xref ref-type="fig" rid="Ch1.F4"/>, phase 3 from
Fig. <xref ref-type="fig" rid="Ch1.F3"/>). Events that are entirely of this type generally
lack a distinct initial impact of a free falling rock mass. They occur at
the base (event 38 and 47), on top of the cliff (event 41), just above the
large ledge (26) or near other less steep or step-structured parts of the
cliff (event 39, Fig. <xref ref-type="fig" rid="Ch1.F6"/> c). In summary, the events from the
Lauterbrunnen Valley exhibit a range of rockfall scenarios, depending not
only on the detachment height but also on the geometry of the cliff, i.e.,
whether surface topography supports the free fall of rocks or causes
avalanche-like translocation. Likewise, rockfall activity in the
Lauterbrunnen Valley does not necessarily trigger talus slope activity or the
subsequent transport corridor of the sediment cascade. Rather, rock masses
with such small volumes can apparently be accumulated on the talus slope
without destabilising it immediately.</p>
      <p id="d1e2453">The time difference between the first clear rockfall related signal and the
emergence of prolonged avalanche-like activity can be interpreted as free
fall time. Converting time to vertical displacement due to gravitational
acceleration yields fall distances between about 1 and 286 m, excluding
obvious outliers (events 8, 32, 34, 35 and 37 with time differences between
8.4 and 21.0 s) that probably represent remobilisation of material on talus
slopes after some pause.</p>
      <p id="d1e2456">Whether seismic signals preceding the first clear rockfall impact signal are
related to the detachment process <xref ref-type="bibr" rid="bib1.bibx24" id="paren.91"/> or are a result of a
first, low-energy impact of an already detached rock mass cannot be resolved
here. For rock volumes predominantly below 1 m<inline-formula><mml:math id="M68" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> the elastic rebound of
the cliff is weak and more energetic signals require some free fall of the
rock mass before an impact. The general cliff geometry (88.5<inline-formula><mml:math id="M69" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>
inclination and structured by small ledges) certainly supports low-energy
impacts just after detachment. Nevertheless, the location of the first clear
impact signals will always pick a spot below the actual detachment site.
Thus, when converting the time delays between the 12 observed rockfall
initiation signals, whether detachment or low-energy impact, and the first
clear impact signal (<inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:msubsup><mml:mn mathvariant="normal">2.35</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.00</mml:mn></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1.28</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula>) to fall distance, we would need
to add <inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:msubsup><mml:mn mathvariant="normal">27</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">18</mml:mn></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">37</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula> m to each event to get a more realistic estimate of
the detachment height. This value is well within the location uncertainty
range. Thus, we do not correct the location estimate for this effect.</p>
</sec>
<sec id="Ch1.S5.SS2">
  <title>Spatial and temporal activity patterns</title>
      <p id="d1e2524">Rockfall impact areas from seismic monitoring are scattered across the entire
area of observation but show distinct horizontal (southern part in 2014
versus three central clusters in 2015) and vertical (basal parts in 2014
versus central and upper parts in 2015) patterns. This short-term variability
highlights the necessity to resolve sub-annual timescales of activity, even
below seasonal survey recurrence intervals. In 2015, 59 % of all events occur in
12 % of the instrumented time during three discrete activity
periods. Within each of the activity periods the impacts are predominantly
laterally spread by several hundred metres.</p>
      <p id="d1e2527">Except for one event that stretches into the upper part of the Ägertenbach
waterfall, the localities of the 2015 data are outside of the hanging valleys
where collapsing frozen waterfalls may act as source of seismic signals that
might be misinterpreted as rockfalls. The seismic array also detected
rockfall events outside the monitored cliff face. These were mainly from two
other active areas: the west-facing valley side and the steep east-facing
slope of the Chänelegg above the town of Mürren (Fig. <xref ref-type="fig" rid="Ch1.F1"/>a).</p>
      <p id="d1e2532">When comparing the seismic-based spatial activity patterns from this survey
with the laser-scan-based patterns of <xref ref-type="bibr" rid="bib1.bibx49" id="text.92"/> some
similarities can be found despite the rather long integration times of the
laser scan campaigns. During June–December 2012, 16 rockfalls were released,
mainly at the lower cliff part. In contrast, during January–March 2013 the
19 detected rockfalls came from the central and upper part of the cliff.
Interestingly, there were no events in the areas of the three activity hotspots of the 2015 seismic monitoring period.</p>
      <p id="d1e2538">When exploiting the seismic data with much better temporal resolution combined
with the location estimates, the TLS-based pattern becomes a clear trend. The
rank correlation coefficient between Julian day and rockfall activity
elevation is <inline-formula><mml:math id="M72" display="inline"><mml:mrow><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.56</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">5</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>). However, a linear trend
is not the most appropriate model to describe the data since rockfall
activity must stop at the base of the cliff. Thus we fitted an exponential
model of the form <inline-formula><mml:math id="M74" display="inline"><mml:mrow><mml:mi>z</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>z</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:msup><mml:mi>a</mml:mi><mml:mrow><mml:mi>b</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> with <inline-formula><mml:math id="M75" display="inline"><mml:mrow><mml:msub><mml:mi>z</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> being the lowest elevation
of rockfall activity, i.e., the valley floor at an average elevation of
850 m a.s.l., with <inline-formula><mml:math id="M76" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> as the day of the year and <inline-formula><mml:math id="M77" display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M78" display="inline"><mml:mi>b</mml:mi></mml:math></inline-formula> as the
parameters to estimate. To better visualise the uncertainty inherent in the
modelled data set (Fig. <xref ref-type="fig" rid="Ch1.F6"/>c) we performed Monte-Carlo-based fits
of 1001 subsets of the events, each containing 80 to 100 % of the full data
set. The model parameters are <inline-formula><mml:math id="M79" display="inline"><mml:mrow><mml:mi>a</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">566</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">45.3</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:mi>b</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3.6</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup><mml:mo>±</mml:mo><mml:mn mathvariant="normal">5.4</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>. Thus, the exponential term evolves from greater than
0.75 at the beginning to about 0.28 at the end of the year. The model
predicts an average rockfall activity elevation range of 1277 to
1043 m a.s.l. with a root mean square error of 76 m. Thus, there is
significant scatter in this overall trend, underlining the fact that the model only
describes a first-order effect visible in the data, which is modulated by
further factors of influence that impose a strong stochastic effect. It
remains unclear when (which time of the year) and where (upper limit of
activity) the cycle of seasonally lowering rockfall activity exactly starts
without a considerably longer instrumentation period. To shed light onto
potential forcing mechanisms of this pattern, we need to first identify the
role of trigger mechanisms.</p>
</sec>
<sec id="Ch1.S5.SS3">
  <title>Trigger mechanisms</title>
      <p id="d1e2697">Several timescales need to be considered when addressing the relationship
between rockfall activity and potential triggers. There may be longer scales
(e.g., cyclic adaptations of climate on the order of years to millennia), but
the largest one visible in this study – though not completely resolved – is
the seasonal scale. In this scope, the seasonal scale is a scale that focuses on
the evolution of patterns over several months. It should not be mixed with
the term seasonality, which would focus on the properties and dynamics of
such patterns over a period of many repeated seasonal cycles. The seasonal
scale sets the constraints for the effectiveness of individual triggers. For
example, freeze–thaw transitions may be expected during winter and spring
rather than during summer. Superimposed is a scale on the order of
several days to a few weeks, which mainly reflects the actual weather
conditions. Further, there is a diurnal scale that alters weather-dictated
effects, mainly through the consequences of sunlight exposure. Finally, there
is another small-scale modification of activity patterns related to the
response time of the rock mass to the trigger conditions. This scale is of
the order of a few seconds to several hours (Sect. <xref ref-type="sec" rid="Ch1.S2"/>).
Apart from these nested temporal scales in which rockfall triggers manifest,
there are also triggers that are completely independent, such as earthquakes,
propagation of cracks and anthropogenic activity.</p>
<sec id="Ch1.S5.SS3.SSS1">
  <title>The seasonal scale</title>
      <p id="d1e2707">The seasonal scale is resolved in this study only with two distinct time
periods, late summer to autumn (grading from the highest towards moderate
temperatures and from the moistest to the driest conditions) and late winter
to spring (grading from the lowest to moderate temperatures and from frozen
to liquid water dynamics). The last four rockfalls in 2014 occurred after a
temperature excursion below 0 <inline-formula><mml:math id="M81" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. The first two periods of enhanced
rockfall activity in 2015 were associated with freeze–thaw cycles and
rainfall. Accordingly, freeze–thaw-related rockfalls occur only in the late
autumn and early spring period. The time lags for both freeze–thaw and
thaw–freeze transitions are in agreement with the <inline-formula><mml:math id="M82" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 20 h rockfall
response times identified by <xref ref-type="bibr" rid="bib1.bibx12" id="text.93"/>. However, four out of the
five rockfalls with a freeze–thaw transition time lag below about half a day
have precipitation lag times of less than 1 h, which makes it difficult
to argue for temperature as the predominant trigger on this seasonal scale.
Thus, even though our approach allows for event and trigger timing at hourly
resolution it is not possible in these cases to separate the two triggers.</p>
</sec>
<sec id="Ch1.S5.SS3.SSS2">
  <title>The weather event scale</title>
      <p id="d1e2735">The meteorologically dominated scale is expressed by the three activity
periods in 2015 that coincide with strong shifts in temperature (sometimes
below zero degrees) but mostly with precipitation events
(Fig. <xref ref-type="fig" rid="Ch1.F6"/>). Accordingly, the precipitation-related lag times,
peaking around 1–2 h (Fig. <xref ref-type="fig" rid="Ch1.F7"/>b), suggest a strong link between
rain and rockfall occurrence. Other studies found similarly strong links
between rockfall <xref ref-type="bibr" rid="bib1.bibx23 bib1.bibx25 bib1.bibx12" id="paren.94"/> and
other mass-wasting process <xref ref-type="bibr" rid="bib1.bibx7" id="paren.95"><named-content content-type="pre">e.g.,</named-content></xref> activity and
precipitation. However, the small lag time implies that a temporal resolution
of several hours <xref ref-type="bibr" rid="bib1.bibx12" id="paren.96"/> is still insufficient to constrain
precipitation as a trigger. Perhaps even the hourly aggregated meteorological
data used in this study are not detailed enough.</p>
      <p id="d1e2753">The meteorological time series contains 108 rainfall events with at least
0.1 mm h<inline-formula><mml:math id="M83" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> of cumulative precipitation (0.2 was the minimum cumulative
amount recorded preceding a rockfall in this study). However, this does not
mean that every second rainfall event caused a rockfall. In September 2014
and June–July 2015 there were multiple rainfall events without any rockfall.
Conversely, the two prominent rockfall episodes in late May and late April
were not associated with any rainfall or with an exceptionally strong
rainfall event (Fig. <xref ref-type="fig" rid="Ch1.F6"/>).</p>
      <p id="d1e2770">Wind speeds during rockfall events do not differ from random distributions.
The overall calm conditions (35 % of the events occurred during zero wind
speed; speed among all rockfall events is about 4 m s<inline-formula><mml:math id="M84" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) do not render
wind a plausible trigger for rockfalls in this study area.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F8"><caption><p id="d1e2787">Rockfall activity and potential drivers and triggers grouped by the
hour of the day. <bold>(a)</bold> Histogram with 1 h wide bins is overlaid with
Monte-Carlo-based kernel density estimates (grey lines, kernel size changed
between 0.5 and 2 h) and a deterministic KDE (kernel size 0.8 h) of the
weather-insensitive events. <bold>(b)</bold> Daily air temperatures (solid lines
and polygons) and temperature change rates (dashed lines) for summer–autumn
2014 and spring 2015. <bold>(c)</bold> Average precipitation for the two
instrumented periods. <bold>(d)</bold> Individual events grouped by drivers.
“Freeze–thaw related” is defined as time lags <inline-formula><mml:math id="M85" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 4 h (cf. density drop after
that time in Fig. <xref ref-type="fig" rid="Ch1.F7"/>d). “Precipitation related” is defined as time
lags <inline-formula><mml:math id="M86" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 4 h. (cf. density drop after that time in Fig. <xref ref-type="fig" rid="Ch1.F7"/>b).
“Weather insensitive” is defined as being neither freeze–thaw nor
precipitation related.</p></caption>
            <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017-f08.pdf"/>

          </fig>

</sec>
<sec id="Ch1.S5.SS3.SSS3">
  <title>The diurnal scale</title>
      <p id="d1e2833">Nested into this meteorological framework, bulk rockfall activity shows a
somewhat bimodal diurnal pattern, peaking at 08:00 and 20:00
(Fig. <xref ref-type="fig" rid="Ch1.F8"/>a, grey lines). Arguably, the density estimates of the
event distribution come close to sampling a random event distribution in time
(i.e., a Poisson process). Thus, one explanation for the diurnal pattern of
rockfall occurrence is that it is a completely random process. However, the
time lag analysis from above and the discussion of triggers in
Sect. <xref ref-type="sec" rid="Ch1.S2"/> point at a series of underlying mechanisms
that influence the likelihood that a rockfall will occur.</p>
      <p id="d1e2840">Accordingly, when grouping the events based on their lag times to
meteorological phenomena, the bulk pattern of the density estimate curve
changes (Fig. <xref ref-type="fig" rid="Ch1.F8"/>d). The 16 strongly precipitation-related
rockfalls (i.e., events with lag times smaller than 4 h coinciding with the
significant drop of the KDE; cf. Fig. <xref ref-type="fig" rid="Ch1.F7"/>) form a bimodal
distribution with modes at 03:00–08:00 and 18:00–22:00, which evidently reflects the
overall rainfall pattern on diurnal scales regardless of the season.
Subtracting precipitation-related and freeze–thaw-related events
from the global data set yields only those events that are not related to
weather phenomena, keeping in mind that wind speed during rockfalls is not
different from random wind speed and that there were no signals of lightning
strikes visible in the seismic data. These 26 weather-insensitive rockfalls
can be tentatively assigned to four groups (grey polygons in
Fig. <xref ref-type="fig" rid="Ch1.F8"/>d) that in turn correspond to the diurnal temperature
cycle (Fig. <xref ref-type="fig" rid="Ch1.F8"/>b). Namely, the group from 00:00–06:00 corresponds to
the coldest hours of the day just before daylight when thermal contraction
of the rock is highest and causes the highest stresses. The group from
08:00–11:00 lags the strongest positive temperature change rates by 1–3 h. This
correspondence reflects the strongest stress increase due to thermal input.
In analogy, the group from 13:00–17:00 represents the opposite to the former
case, with a negative temperature change rate. The last group from 19:00–23:00
appears to be independent from thermal forcing. Arguably, the number of
observations designated to be weather independent is too small to statistically support
testing whether the combined diurnal forcing (temperature and
temperature change rate adding to an almost flat probability density
distribution with four modes in 24 h) is a proper model. However, from a
mechanistic point of view it would be misleading to assume that rockfalls are
randomly distributed across the day when they show obvious lag time bounds to
environmental conditions or first-order physics can explain the stress
patterns <xref ref-type="bibr" rid="bib1.bibx10" id="paren.97"/>. Thus, we consider the above interpretation
as one of perhaps many further solutions, though it is a plausible one based on the
two first-order effects of diurnal thermal forcing.</p>
      <p id="d1e2854">Hence, from this detailed insight into the relations of individual events to
potential meteorological and solar drivers, there appear to be three relevant
and independent causes of rockfall in the Lauterbrunnen Valley:
(i) insolation and heat diffusion that drive thermal expansion and
contraction of the rock (17 of 49 rockfalls), (ii) precipitation (19 of 49
rockfalls) and (iii) freeze–thaw transitions, perhaps combined with
precipitation (5 of 49 rockfalls), leaving 8 rockfalls triggered by other
mechanisms or with longer lag times to the above triggers.</p>
</sec>
<sec id="Ch1.S5.SS3.SSS4">
  <title>Timescale-independent triggers</title>
      <p id="d1e2864">Earthquakes appear to be irrelevant for rockfall activity in the
Lauterbrunnen Valley. Although the lag time of a rockfall to an earthquake is
between 1 and 2 h and can be as short as a few minutes, this
relationship is spurious and reflects the recurrence time distribution of
earthquakes rather than the link to rockfalls (Fig. <xref ref-type="fig" rid="Ch1.F7"/>a). The
strongest recorded nearby earthquake (<inline-formula><mml:math id="M87" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> 0.9, <inline-formula><mml:math id="M88" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> m s<inline-formula><mml:math id="M90" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> at Gate of China) is hardly able to cause any major
ground motion in the study area <xref ref-type="bibr" rid="bib1.bibx39 bib1.bibx27" id="paren.98"/>, as is
also reflected by almost 3 days until a rockfall occurred. Interestingly,
9 of the 49 events showed the seismic signature of a helicopter passing
10 to 5 min before a rockfall occurred. However, helicopters cause only
small ground accelerations of <inline-formula><mml:math id="M91" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 10<inline-formula><mml:math id="M92" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> m s<inline-formula><mml:math id="M93" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, making a direct
influence unlikely. The other identified anthropogenic signals prior to
rockfall activity (see the Supplement), such as train signals,
blasts and further signals that cannot be clearly assigned to a
process, also always happened several minutes before a rockfall.</p>
</sec>
</sec>
<sec id="Ch1.S5.SS4">
  <title>Cause of the vertical rockfall activity trend</title>

      <?xmltex \floatpos{p}?><fig id="Ch1.F9"><caption><p id="d1e2961">Potential sunshine coverage of the western Lauterbrunnen cliff face.
<bold>(a)</bold> Cumulative potential sunshine hours for the beginning and end of
March 2015. The central part of the cliff shows the most changes, from 2–6 h on 1 March to 6–14 h at the end of the month.
<bold>(b)</bold> Sunlight-covered areas along the cliff face for different hours
of the day (individual panels) and through the course of March 2015 (colour
of the lines). The cliff cannot receive sunlight before 8:00, is completely
in the sun by 12:00 and in the shadow again around 13:00. Again, the central
cliff part is the most sensitive between 8:00 and 10:00. Sunlight polygons
are clipped to area of interest from Fig. <xref ref-type="fig" rid="Ch1.F1"/>.</p></caption>
          <?xmltex \igopts{width=207.705118pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/5/757/2017/esurf-5-757-2017-f09.pdf"/>

        </fig>

      <p id="d1e2978">In spring when the freeze–thaw trigger is relevant, only the upper parts of
the cliff are active, as these receive sufficient sunlight to drive
transitions between ice and liquid water. Indeed, through the course of the
month of March the upper rim of the Lauterbrunnen Valley can potentially
receive from 8 to 12 h of sunlight per day, while the cliff base receives
only from as little as 3 to about 8–10 h of sunlight. Most parts of the
cliff receive less than 4 h of sunlight at the beginning of March and can
gain between 6 and 12 h at the end of the month. The lower limit of the
sunlit part of the cliff continuously lowers throughout March, especially
in the early hours of a day (Fig. <xref ref-type="fig" rid="Ch1.F9"/>b). For example, at
08:00 there will never be sun on any part of the cliff regardless of the day
of the month, whereas at 08:30 at the beginning of March only the top part
of the cliff is exposed to sunlight, and by the end of the month the entire
cliff is exposed. Thus, throughout early spring, the middle and lower sections of
the cliff are consistently exposed to sunlight and the corresponding
heat input longer. During later parts of the year as the sun angle increases
further, this disproportional pattern diminishes. Accordingly, the most
likely time for resetting the downward activity shift to the upper part of
the cliff should be late winter to early spring, as has been proposed for
other rockfall-prone alpine environments <xref ref-type="bibr" rid="bib1.bibx38" id="paren.99"><named-content content-type="pre">e.g.,</named-content></xref>.
During that time only the upper parts of the cliff experience numerous
freeze–thaw transitions (see Fig. <xref ref-type="fig" rid="Ch1.F6"/>b) and thereby loosen the ice
as cohesive crack filling.</p>
      <p id="d1e2990">For the rest of the year at times when we also see that the downward trend of rockfall
activity with time and differential sunlight exposure can no longer be
responsible, another mechanism is required. More specifically, this mechanism
must include the sensitivity of the cliff to precipitation events and thermal
stress due to heat input and diffusion. We see the most plausible underlying
mechanism as a continuously lowering drying front along the cliff face, which
is restored during late autumn to early spring when the cliff is less
continuously exposed to sunlight as the major agent of external drying of the
rock wall. Water storage is also refreshed by snow melting higher up in the
catchment, which provides a more or less continuous supply of water that can
seep into the karstic limestone plateau on top of the cliff during the melt
season. Field observations are consistent with this drying hypothesis, as
seepage out of the cliff is widespread in March, but by August–September, the
cliff is dry outside of precipitation events (Fig. S1 in the Supplement).
The presence of a vertically shifting window rather than a continuously
widening band of activity suggests limited potential for a cliff area to
release rockfalls once it is appropriately stimulated by a trigger mechanism.
In other words, once a given section of the cliff is devoid of all loose rock
mass it needs considerable time (at least until the next lapse of the annual
cycle) to allow block production processes, such as weathering, dissolution
or crack propagation, to create new mobile material that can be released by a
trigger mechanism. Thus, while the dry front moves downward it continuously
exposes new cliff sections to the action of trigger mechanisms that are able
to cause rockfalls sufficiently fast to keep up with a downward shift of
33 m per month.</p>
      <p id="d1e2993">But what is the link between a transition from continuously wet to
predominantly dry internal rock state and rockfall susceptibility to
precipitation and thermal stress? Precipitation leads to a saturation of the
rock mass from the surface inwards, provided the rain event is sufficiently
long and intense. However, infiltration and migration of the wetting front
into the rock mass only occurs if the medium is not yet saturated, i.e., has
a negative matrix potential. Thus, only already internally dry cliff sections
can experience cyclic wetting and drying, a pattern we assume to support
the destabilisation of rock masses and ultimately rock detachment. Thermal stress
is a function of temperature change, which in turn depends on the heat input,
heat conductivity and heat capacity of the medium. The latter parameter takes
a value below 1000 J kg<inline-formula><mml:math id="M94" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> K<inline-formula><mml:math id="M95" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> for limestone, but more than
4000 J kg<inline-formula><mml:math id="M96" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> K<inline-formula><mml:math id="M97" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> for liquid water. Thus, as soon as the limestone
cliffs contain water, their heat capacity increases, and consequently their
susceptibility to thermal stress drops significantly. This trend gets even
stronger when assuming water circulation, which leads to the effective conveyance
and extensive dissipation of heat. Thus, a dry limestone cliff section
experiences significantly higher temperature amplitudes and accordingly
thermal stress inside the rock mass.</p>
      <p id="d1e3045">Apparently, there is an overlap of the freeze–thaw-driven rockfall activity
and precipitation-controlled events, whereby the former system is only
relevant in the spring period. This pattern is clearly reflected in the
monthly aggregated rockfall rates, which range from 11.50 events per km<inline-formula><mml:math id="M98" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>
in March and 6.96 events per km<inline-formula><mml:math id="M99" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> in April to values between 4.17 and 0.96
events per km<inline-formula><mml:math id="M100" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> for the other instrumented months.</p>
</sec>
</sec>
<sec id="Ch1.S6" sec-type="conclusions">
  <title>Conclusions</title>
      <p id="d1e3082">The ability of a seismic network to provide spatial and temporal information
on catchment-wide rockfall patterns and profound insight into the
individual stages of single events renders seismic monitoring a universal
tool to investigate an important geomorphic process that is otherwise hard to
constrain. Insight into event anatomies sheds light onto the variability of
the rockfall process. It is possible in several cases to detect rockfall
activity even before the first network-wide registered impact signals. The
number and consequences (e.g., fragmentation) of individual impacts can in
principle be resolved. Time spans between these impacts allow for the calculation of
free fall distances and provide the basis for exploring the energetic
relationships of this mass-wasting process. The modes of subsequent slope
activity – instantaneous deposition, debris avalanches and single rock jumps –
allow for the assessment of process coupling and connectivity analyses. Combining
this detailed information about each event reveals that rockfall in the
Lauterbrunnen Valley can cause one or more discrete contacts of a detached
rock mass with the cliff or a rather avalanche-like movement of multiple rock
fragments.</p>
      <p id="d1e3085">Rockfall detection and location allows for insight into the temporal and spatial
variability of rockfall events well below sub-annual timescales. Although
this study only provides a first glance at the spatial and temporal
variability of rockfalls in steep alpine terrain and much longer deployment
periods are needed (e.g., to cover at least two full annual cycles), the
patterns emerging from the highly variable nature of events could give
essential input to rockfall susceptibility models and help improve early
warning or mitigation strategies. During different seasons rockfall affects
laterally and vertically distinct sections of the cliff. More specifically,
spatially different sunlight exposure patterns are only relevant to
understand freeze–thaw-related rockfalls during a small time window in
spring, whereas the most likely cause of a continuously downward-shifting
window of rockfall activity over the year seems to be a lowering water table
inside the limestone cliff. This implies a spatial and temporal interplay
between block production (i.e., the transformation of stable cliff sections to
rockfall-prone entities through ice segregation, thermally driven crack expansion
or limestone dissolution) and water- and heat-related activation of the
prepared sections by episodic and diurnally forced trigger mechanisms.</p>
      <p id="d1e3088">We quantify the relative effectiveness of rockfall triggers; based on the
high temporal resolution, the overlap effect of different triggers can
basically be deciphered except for the three cases in which freeze–thaw and
precipitation lag times are too close. Accordingly, freeze–thaw transitions
account only for 5 (10 %) rockfalls, though precipitation perhaps also
plays a role for these, and this trigger is only important during a few cold
months of the year. Precipitation is relevant for 19 (39 %) rockfalls year-round and 17 (35 %) rockfalls are triggered by diurnal temperature changes
although through different mechanisms: 7 (41 %) of these 17 events occur
during the coldest hours of the day due to contraction of the rock mass and
the highest tensions along crack boundaries; 6 (35 %) occur when the
heating rate is highest, i.e., when the thermal expansion stress rate is highest,
and 4 (24 %) occur during the highest cooling rates, i.e., the opposite
direction of the former process. Beyond these 17 rockfalls another 7 events
occurred during the first half of the night without any identified cause. When
focusing on the precipitation-related lag time, 11 (22 %) of all rockfalls
occur within 1 h after precipitation and 22 (44 %) within 24 h. In other
words, almost half of the rockfalls can be reduced by avoiding hiking or
other activities in rockfall-prone areas for 1 day after a precipitation
event.</p>
      <p id="d1e3091">For all lag time studies to investigate trigger roles, the final temporal
resolution is given by the lowest resolution of all applied techniques:
rockfall detection technique, meteorological data, seismic event catalogue
and information about human activity. So far, hourly resolution is the best
that can be achieved, and this is limited by the time resolution of the available
meteorological data. One way to go beyond this, if there is no chance to
increase the temporal resolution of this auxiliary data set, is by
substituting the meteorological data with seismic signals of precipitation
<xref ref-type="bibr" rid="bib1.bibx44" id="paren.100"/> and the temperature data automatically registered by the
Cube<inline-formula><mml:math id="M101" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> data loggers. Both parameters can be measured at arbitrary, high
temporal intervals and, more importantly, at each seismic station. This would
allow for much better spatial resolution of the meteorological boundary
conditions.</p>
</sec>

      
      </body>
    <back><notes notes-type="codedataavailability">

      <p id="d1e3110">The Supplement contains the raw
seismic traces from the recording seismic stations of all rockfalls with a
time buffer of 30 s before and after the detected events. The raw point cloud
data from the TLS survey are available upon request.</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e3113"><bold>The Supplement related to this article is available online at <inline-supplementary-material xlink:href="https://doi.org/10.5194/esurf-5-757-2017-supplement" xlink:title="zip">https://doi.org/10.5194/esurf-5-757-2017-supplement</inline-supplementary-material>.</bold></p></supplementary-material>
        </app-group><notes notes-type="authorcontribution">

      <p id="d1e3119">MD contributed to seismic fieldwork and data analysis. KLC
contributed to terrestrial laser scanning and seismic station maintenance. JMT and NH contributed to equipment provision, fieldwork planning and data analysis.
All authors contributed to paper preparation.</p>
  </notes><notes notes-type="competinginterests">

      <p id="d1e3125">The authors declare that they have no conflict of
interest.</p>
  </notes><notes notes-type="sistatement">

      <p id="d1e3131">This article is part of the special issue “From process to
signal – advancing environmental seismology”. It is a result of the EGU
Galileo conference, Ohlstadt, Germany, 6–9 June 2017.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e3137">The fieldwork campaigns generously benefited from the support of Maggi
Fuchs, Michael Krautblatter, Torsten Queißer and Fritz Haubold. The
authors are thankful for these creative involvements. We are also thankful to
the GIPP seismic device pool for providing six TC120 sensors and Cube<inline-formula><mml:math id="M102" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>
data loggers. Solmaz Mohadjer and Todd Ehlers are thanked for joint fieldwork
and data discussions. Christoph Burow is thanked for providing the
missing puzzle piece. We further thank Angès Hemstetter, Didier Hantz and
an anonymous referee for their input and
comments.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>The article processing charges for
this open-access <?xmltex \hack{\newline}?> publication were covered by a Research
<?xmltex \hack{\newline}?> Centre of the Helmholtz
Association.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>Edited by: Simon Mudd
<?xmltex \hack{\newline}?> Reviewed by: Didier Hantz and one anonymous referee</p></ack><ref-list>
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