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  <front>
    <journal-meta><journal-id journal-id-type="publisher">ESurf</journal-id><journal-title-group>
    <journal-title>Earth Surface Dynamics</journal-title>
    <abbrev-journal-title abbrev-type="publisher">ESurf</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Earth Surf. Dynam.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">2196-632X</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/esurf-7-1009-2019</article-id><title-group><article-title>Short Communication: A simple workflow for robust low-cost UAV-derived
change detection without<?xmltex \hack{\break}?> ground control points</article-title><alt-title>A simple workflow for robust low-cost UAV-derived change detection</alt-title>
      </title-group><?xmltex \runningtitle{A simple workflow for robust low-cost UAV-derived change detection}?><?xmltex \runningauthor{K. L. Cook and M. Dietze}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes">
          <name><surname>Cook</surname><given-names>Kristen L.</given-names></name>
          <email>klcook@gfz-potsdam.de</email>
        <ext-link>https://orcid.org/0000-0003-2355-4877</ext-link></contrib>
        <contrib contrib-type="author" corresp="no">
          <name><surname>Dietze</surname><given-names>Michael</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-6063-1726</ext-link></contrib>
        <aff id="aff1"><institution>GFZ German Research Centre for Geosciences, Telegrafenberg, Potsdam,
Germany</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Kristen L. Cook (klcook@gfz-potsdam.de)</corresp></author-notes><pub-date><day>28</day><month>October</month><year>2019</year></pub-date>
      
      <volume>7</volume>
      <issue>4</issue>
      <fpage>1009</fpage><lpage>1017</lpage>
      <history>
        <date date-type="received"><day>21</day><month>May</month><year>2019</year></date>
           <date date-type="rev-request"><day>28</day><month>May</month><year>2019</year></date>
           <date date-type="rev-recd"><day>3</day><month>September</month><year>2019</year></date>
           <date date-type="accepted"><day>2</day><month>October</month><year>2019</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2019 Kristen L. Cook</copyright-statement>
        <copyright-year>2019</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://esurf.copernicus.org/articles/7/1009/2019/esurf-7-1009-2019.html">This article is available from https://esurf.copernicus.org/articles/7/1009/2019/esurf-7-1009-2019.html</self-uri><self-uri xlink:href="https://esurf.copernicus.org/articles/7/1009/2019/esurf-7-1009-2019.pdf">The full text article is available as a PDF file from https://esurf.copernicus.org/articles/7/1009/2019/esurf-7-1009-2019.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e88">High-quality 3-D point clouds generated from repeat camera-equipped
unmanned aerial vehicle (UAV) surveys are increasingly being used to
investigate landscape changes and geomorphic processes. Point cloud quality
can be expressed as accuracy in a comparative (i.e., from survey to survey)
and absolute (between survey and an external reference system) sense. Here
we present a simple workflow for calculating pairs or sets of point clouds
with a high comparative accuracy, without the need for ground control points
or a differential GNSS (dGNSS)-equipped UAV. The method is based on the automated detection of
common tie points in stable portions of the survey area. We demonstrate the
efficacy of the new approach using a consumer-grade UAV in two contrasting
landscapes: the coastal cliffs on the island of Rügen, Germany, and the
tectonically active Daan River gorge in Taiwan. Compared to a standard
approach using ground control points, our workflow results in a nearly
identical distribution of measured changes. Compared to a standard approach
without ground control, our workflow reduces the level of change detection
from several meters to 10–15 cm. This approach enables robust change
detection using UAVs in settings where ground control is not feasible.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e100">Camera-equipped unmanned aerial vehicles (UAVs) and structure from motion
(SfM) methods are increasingly being utilized as a low-cost method to
conduct repeat topographic surveys in order to measure geomorphic change
(Fonstad et al., 2013; Eltner et al., 2016; Anderson et al., 2019). To
obtain high-quality 3-D models using SfM, precisely located ground control
points (GCPs) are typically used (James and Robson, 2014; Carrivick et al.,
2016) to both georeference the model and to improve the calculation of
camera interior parameters and camera positions and orientations. This
requires either the deployment of GCP targets prior to UAV flights or the
identification of existing natural or artificial features that can be used
as targets. In either case, the locations of the GCPs must be precisely
measured, typically using a differential GNSS (dGNSS) or total station
(James et al., 2017).</p>
      <p id="d1e103"><?xmltex \hack{\newpage}?>In the absence of GCPs, models can also be created using direct
georeferencing, which requires GPS locations of the camera positions
(Carbonneau and Dietrich, 2017). For highly accurate results, this relies on
having very accurate camera locations, typically by using a UAV equipped
with dGNSS (Turner et al., 2013; Hugenholtz et al., 2016). Direct
georeferencing performed using only the GPS positions recorded by
consumer-grade drones can lead to models that contain a range of errors and
distortions (Carbonneau and Dietrich, 2017; James et al., 2017). Model
errors can also be reduced by complementing nadir surveys with oblique
images in a convergent geometry (James and Robson, 2014), but this is
typically recommended in conjunction with GCPs or dGNSS based direct
georeferencing. Peppa et al. (2019) presented a method for automatically
generating pseudo-GCPs in stable areas using DEM (digital elevation model) curvature and openness, but
this relies on using surface texture to estimate stability, which may not be
reasonable in all settings. In addition, the generation of DEMs may not<?pagebreak page1010?> be
appropriate for all terrain types, such as overhanging cliffs. Feurer and
Vinatier (2018) introduce a method to process sets of archival aerial
photographs in the same SfM block to achieve accurate change detection with
only a small set of poorly constrained GCPs (accuracy <inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> m)
for scaling and georeferencing.</p>
      <p id="d1e117">When considering accuracy in relation to change detection, we distinguish
two different types: the real accuracy of an individual model and the
comparative accuracy of a pair of models. Real accuracy includes both
relative and absolute accuracy or the internal accuracy (distortion) of the
model and the accuracy of the scaling and georeferencing of the model. We
use the term comparative accuracy to describe the accuracy of the change
measured between model pairs or to what degree the models are consistent
with each other. High real accuracy should lead to high comparative
accuracy and is the most desirable outcome, but it may be possible to
achieve high comparative accuracy for model pairs with low real accuracy.
For example, if two models are subjected to the same incorrect
transformation or rescaling, their real accuracy will be affected while
their comparative accuracy remains unchanged.</p>
      <p id="d1e120">While high real accuracy is desirable, some settings of interest for change
detection preclude the deployment or measurement of GCPs, and dGNSS-equipped
UAVs may be prohibitively expensive. Therefore, an alternative method for
achieving high comparative accuracy of survey pairs could open up new types
of settings to event monitoring using low-cost UAVs. Here, we introduce a
simple workflow involving the co-alignment of photographs from different
surveys; our method is similar to that of Feurer and Vinatier (2018) but is
generalized to any set of repeat SfM surveys and requires no GCPs. Using
data from two contrasting study areas – a bedrock gorge in Taiwan and a steep cliff coast in northern Germany – we demonstrate that we can achieve high
comparative survey accuracy and low limits of change detection using a
low-cost off-the-shelf UAV without ground control points. Our workflow is
extremely simple, can be performed entirely with the software Agisoft
Photoscan Pro (now called Metashape Pro), and could be made fully automated.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Study area</title>
      <p id="d1e131">We first present data from the Daan River gorge, a bedrock canyon in Taiwan.
In this system, the river experiences large changes between survey periods,
while the surrounding area has variable degrees of vegetation cover and
remains stable aside from vegetation growth. The gorge also experiences
localized erosion of its steep to vertical walls. An extensive description
and analysis of survey accuracy in this setting can be found in Cook (2017),
who estimated a level of detection of 10–30 cm (depending on surface
characteristics) for GCP-constrained surveys. Because we have ground control
information for these surveys, we can compare GCP-constrained changes to
changes measured using our workflow without GCPs.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e136"><bold>(a)</bold> Location of the Rügen study area, black line shows the studied coast section, and the locations of panels <bold>(b)</bold>–<bold>(e)</bold> are indicated. DEM is from the ALOS Global Digital Surface Model (AW3D30) ©JAXA. <bold>(b)</bold> Photo of the cliff coast in May 2018, view looking south. <bold>(c, d)</bold> Before and after photos of a cliff failure. <bold>(e)</bold> Example of survey geometry, with
two passes at different altitudes and camera orientations, from January 2018.</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/7/1009/2019/esurf-7-1009-2019-f01.jpg"/>

      </fig>

      <p id="d1e162">The primary study area is located in Jasmund National Park on the island of
Rügen, Germany, where steep to overhanging coastal cliffs up to 118 m
high are eroding rapidly (Schulz, 1998) (Fig. 1). Our study area comprises
about 7 km of coastline, from the Königsstuhl in the north to the town
of Sassnitz in the south. The cliffs, composed of chalk and glacial till,
experience frequent rockfalls and collapses during the winter months. During
our study period from 2017 to 2019, these failures varied in size from a few
cubic meters to about 4000 m<inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>. While rockfalls are relatively common, they
affect a small proportion of the total cliff area, and the rest of the cliff
face remains stable, with no discernable internal deformation.</p>
      <p id="d1e175">This cliff coast presents a challenging environment for UAV-based surveying.
The cliff sections are out of bounds, access to the base of the cliffs is
limited and can be dangerous, the forest above the cliffs limits both ground
visibility and the communication range of the UAV, and strong winds are
common. In addition, the coast is a long linear feature that precludes
complicated flight patterns, and flying close to the cliff is restricted to
protect peregrine falcons nesting there. However, because cliff collapses
can represent a significant hazard to National Park visitors, there is a
strong interest in a rapid and easy to implement method of monitoring cliff
activity. This combination of characteristics makes the cliff a good
location for demonstrating the applicability of our workflow, as it is a
setting in which conventional methods are unsatisfactory.</p>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Methods</title>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Data acquisition</title>
      <p id="d1e193">Daan River surveys were flown with a Phantom 3 Advanced UAV using flight
planning software, yielding grids of nadir photographs from 35 to 60 m above
ground level. Here, we marked ground control points with spray paint and
measured their locations using a dGNSS with 1–2 cm accuracy. We compare
subsets of surveys conducted in May 2017 and January 2018, which used 14 and
12 ground control points and 197 and 298 photographs, respectively.</p>
      <p id="d1e196">Rügen surveys were conducted by manually flying a DJI Mavic Pro UAV from
three to seven locations along the top of the cliff (depending on wind
conditions and the impact of foliage on the UAV communication range). Photos
were taken every 3 s, and typically two passes were made for each
cliff section – one at lower altitude with the camera more oblique and one
at higher altitude with the camera more nadir (Fig. 1). Typically, the
camera pitch was 40 to 80<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> from nadir and flight elevations ranged
from 30 to 150 m above sea level, depending on the height of the cliff. In
order to ensure adequate coverage, the UAV was positioned so that each photo
included the full vertical extent of the cliff. As a<?pagebreak page1011?> result, the distance
between the UAV and the cliff varied depending on the cliff height. Flight
heights and distances from the cliff also had to be adjusted to weather
conditions such as wind speed and sun glare. Each flight took 20–30 min,
so the full 7 km stretch of cliff could be surveyed in a few hours. Each
survey contained 1000–2000 photographs. We also conducted several partial
surveys that covered smaller segments of the cliff coast during the winter
of 2017–2018. We have no ground control points for the surveys. The base of
the cliff can only be accessed in a few locations, and National Park
regulations prohibit employees or associates from working along the cliff
base. Deploying ground control points only on the cliff top would result in
a linear array of points, a geometry that can lead to large errors.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Data processing</title>
      <p id="d1e216">SfM processing was done using Agisoft Photoscan Pro (v. 1.4.2). In order to
decrease processing time, the 7 km long Rügen study area was separated
into five overlapping segments. In this paper, we will show data from just
two of these segments – the Kieler Bach and Königsstuhl sections.</p>
      <p id="d1e219">As a control, we processed the data using a standard Agisoft workflow in
which each survey is processed separately. For the Daan example, we used the
GCP information to georeference each survey. For the Rügen surveys, the
only georeferencing information was provided by the photo GPS tags created
by the DJI Mavic Pro. Because the elevation data reported by these UAVs
often contain systematic offsets, we used the known elevations of the launch
points to correct the elevations of the cameras for each flight. Photos were
aligned (using high quality and 40 000 and 4000<?pagebreak page1012?> key and tie point limits,
respectively), tie points with reconstruction uncertainty greater than 50
were removed, and the alignment was optimized (using adaptive camera model
fitting). Dense clouds were calculated using medium quality and aggressive
depth filtering, exported into CloudCompare (CloudCompare 2.10.1, 2019), and
co-registered using iterative closest point fitting. Then the M3C2 algorithm
(Lague et al., 2013) was used to compare point clouds from successive
surveys, using a projection diameter of 0.5 m, normal scales from 0.5 m to
4.5 m by 1 m steps, and core point spacing of 0.25 m. We trimmed areas of
vegetation using standard deviation and point density filters (Cook, 2017).</p>
      <p id="d1e222">We then tested a workflow which we term co-alignment and that involves
processing survey pairs together (Fig. 2). To do this, we imported the
photographs from two different surveys into a single chunk in Photoscan and
performed the point detection and matching, initial bundle adjustment, and
optimization steps on the combined set of photographs, using the same
parameters as above. We created different camera calibration groups for each
survey, so the calculated camera calibration parameters can differ between
surveys. If there is sufficient similarity in the photographs between the
two survey periods, key points can be matched between photos from different
surveys and common tie points will be generated. After the alignment and
optimization steps were finished, we separated the photos from the different
surveys by creating two duplicates of the original chunk and removing photos
as needed, thus preserving the sparse clouds, position information, and the
camera calibrations. We then calculated dense clouds for each survey period
and compared the resulting point clouds using M3C2 in CloudCompare, with the
same parameters listed above.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e228">Workflow of the co-alignment processing method, with numbers from
the April–May 2018 Rügen Kieler Bach comparison for reference.</p></caption>
          <?xmltex \igopts{width=199.169291pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/7/1009/2019/esurf-7-1009-2019-f02.png"/>

        </fig>

</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Results and discussion</title>
      <p id="d1e246">The Daan River surveys enable us to compare the effectiveness of the
co-alignment workflow without GCPs to a traditional workflow using GCPs. We
find that the co-alignment workflow results in a change map and density
curve that are almost identical to those produced using the GCPs (Fig. 3).
The only apparent differences between the two change maps occur on the left
edge of the area, where the photograph coverage becomes marginal and errors
occur in both the GCP-constrained and co-aligned comparisons. This provides
evidence that co-alignment can be used for change detection with a level of
detection comparable to that of a survey grade GCP-constrained pair of
models.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F3"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e251">Daan River comparisons. <bold>(a)</bold> January 2018 point cloud with the ground control points shown. <bold>(b)</bold> M3C2 differences between May 2017 and January 2018 point clouds processed separately with no GCPs. <bold>(c)</bold> M3C2 differences between May 2017 and January 2018 point clouds processed using the co-alignment workflow. <bold>(d)</bold> M3C2 differences between May 2017 and January 2018 point clouds processed separately using GCPs. <bold>(e)</bold> Density curves of the measured changes
shown in panels <bold>(b)</bold>–<bold>(d)</bold>.</p></caption>
        <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/7/1009/2019/esurf-7-1009-2019-f03.png"/>

      </fig>

      <p id="d1e282">For the Rügen data, we assessed the comparative accuracy of the
resulting model pairs based on the measured change in stable areas of the
cliff. Areas of poor fit can be distinguished from areas of real change by
the spatial pattern of the differences, the sharpness of the boundary, and visual inspection of the before and after photographs (Figs. 1, 4–6).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e288">Cloud–cloud differences between the April 2018 and May 2018
surveys in the Kieler Bach section of the coast, calculated using the M3C2
algorithm. <bold>(a)</bold> April 2018 point cloud. <bold>(b)</bold> May 2018 point cloud. <bold>(c)</bold> M3C2
differences between point clouds created using the standard workflow. <bold>(d)</bold> M3C2 differences between point clouds created using the co-alignment
workflow. High values of positive change at the top of the cliff are due to
leaf growth on the trees. Isolated sections of positive change on the cliff
face are also related to growth of bushes and trees. In panel <bold>(d)</bold>, several
small failure events can be identified on the cliff face (circled). These
have been confirmed visually using the before and after photographs. <bold>(e)</bold> Density curves of the measured changes shown in panels <bold>(c)</bold> and <bold>(d)</bold>.</p></caption>
        <?xmltex \igopts{width=441.017717pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/7/1009/2019/esurf-7-1009-2019-f04.png"/>

      </fig>

      <?xmltex \floatpos{p}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e324">Cloud–cloud differences in the heavily vegetated Königsstuhl
section of the coast. <bold>(a)</bold> May 2018 point cloud showing the extent of the vegetation. <bold>(b)</bold> M3C2 differences between April 2018 and May 2018 point clouds. The vegetation has been removed using standard deviation and point density filters. Leaf growth results in very high measured changes in the vegetated areas, so only the bedrock cliff sections are shown. <bold>(c)</bold> M3C2 differences between October 2017 and April 2018 point clouds. A lack of common tie points detected in the left side of the region results in relative distortion of the models and high errors in the change detection.</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/7/1009/2019/esurf-7-1009-2019-f05.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e344">Changes calculated from batch co-alignment of four surveys
simultaneously. <bold>(a–c)</bold> M3C2 changes between successive surveys following simultaneous co-alignment. In panel <bold>(b)</bold> bands of change in the lower half of the cliff show more diffuse erosion due to mechanical weathering. <bold>(d–f)</bold> The same comparisons following the separate processing workflow.</p></caption>
        <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://esurf.copernicus.org/articles/7/1009/2019/esurf-7-1009-2019-f06.png"/>

      </fig>

      <p id="d1e362"><?xmltex \hack{\newpage}?>Using the standard workflow, the point clouds from successive surveys each
contain distinct errors and distortions. Because the error in each cloud is
independent of the other cloud, the point clouds are distorted relative to
each other and typically cannot be co-registered well, resulting in large
errors in the change detection. The error varies throughout the model area,
depending on the distortion of the individual models. The spatial pattern of
error will also depend on the method used to co-register the two point
clouds. For the example shown in Fig. 4, erroneous changes of up to 5 m
are measured on the edges of the models and of up to 2.5 m in the center.
Throughout the model area, up to 1–2 m of change are erroneously
detected in many stable areas, indicating that real changes of this
magnitude would be below the level of detection. For the Rügen study
area, this level of detection would preclude the use of UAV surveys to
monitor small cliff failures.</p>
      <p id="d1e366">When the cameras from multiple surveys are co-aligned, the resulting point
clouds still contain distortions, but if the procedure is successful, they
have been fit to a common geometry and the distortions are consistent
between the models. As a result, these errors do not influence comparisons
between the models, comparative accuracy is much higher<?pagebreak page1013?> and robust change
detection can be performed. We find that the measured change in stable areas
is substantially less than in the control case, and therefore smaller
amounts of real change can be detected (Fig. 4). For the examples shown
here, the level of detection has been reduced from several meters to as low
as 15–20 cm. Small cliff failures, bands of more diffusive erosion at the
base of the cliff, and even the growth of individual bushes can be reliably
detected (Figs. 4–6).</p>

<?xmltex \floatpos{p}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e373">Survey characteristics.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Survey</oasis:entry>
         <oasis:entry colname="col2">UAV</oasis:entry>
         <oasis:entry colname="col3">Number of</oasis:entry>
         <oasis:entry colname="col4">Sparse cloud</oasis:entry>
         <oasis:entry colname="col5">Common tie</oasis:entry>
         <oasis:entry colname="col6">% common</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">photographs</oasis:entry>
         <oasis:entry colname="col4">points</oasis:entry>
         <oasis:entry colname="col5">points</oasis:entry>
         <oasis:entry colname="col6">tie points</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col6">Daan River (Fig. 3) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">17 May 2017</oasis:entry>
         <oasis:entry colname="col2">Phantom 3 Adv.</oasis:entry>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">136 479</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">30 January 2018</oasis:entry>
         <oasis:entry colname="col2">Phantom 3 Adv.</oasis:entry>
         <oasis:entry colname="col3">298</oasis:entry>
         <oasis:entry colname="col4">168 953</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col2">Combined alignment </oasis:entry>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">304 532</oasis:entry>
         <oasis:entry colname="col5">900</oasis:entry>
         <oasis:entry colname="col6">0.30</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col6">Rügen Kieler Bach (Fig. 4) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">3 April 2018</oasis:entry>
         <oasis:entry colname="col2">Mavic Pro</oasis:entry>
         <oasis:entry colname="col3">442</oasis:entry>
         <oasis:entry colname="col4">125 634</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">29 May 2018</oasis:entry>
         <oasis:entry colname="col2">Mavic Pro</oasis:entry>
         <oasis:entry colname="col3">331</oasis:entry>
         <oasis:entry colname="col4">200 863</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col2">Combined alignment </oasis:entry>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">313 513</oasis:entry>
         <oasis:entry colname="col5">12 984</oasis:entry>
         <oasis:entry colname="col6">4.14</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col6">Rügen Königsstuhl (Fig. 5) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">3 April 2018</oasis:entry>
         <oasis:entry colname="col2">Mavic Pro</oasis:entry>
         <oasis:entry colname="col3">250</oasis:entry>
         <oasis:entry colname="col4">111 464</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">29 May 2018</oasis:entry>
         <oasis:entry colname="col2">Mavic Pro</oasis:entry>
         <oasis:entry colname="col3">249</oasis:entry>
         <oasis:entry colname="col4">157 677</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col2">Combined alignment </oasis:entry>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">264 597</oasis:entry>
         <oasis:entry colname="col5">4544</oasis:entry>
         <oasis:entry colname="col6">1.72</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">18 October 2017</oasis:entry>
         <oasis:entry colname="col2">Mavic Pro</oasis:entry>
         <oasis:entry colname="col3">414</oasis:entry>
         <oasis:entry colname="col4">195 901</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">3 April 2018</oasis:entry>
         <oasis:entry colname="col2">Mavic Pro</oasis:entry>
         <oasis:entry colname="col3">246</oasis:entry>
         <oasis:entry colname="col4">117 227</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col2">Combined alignment </oasis:entry>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">311 773</oasis:entry>
         <oasis:entry colname="col5">1355</oasis:entry>
         <oasis:entry colname="col6">0.43</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col6">Rügen batch processing (Fig. 6) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">18 October 2017</oasis:entry>
         <oasis:entry colname="col2">Mavic Pro</oasis:entry>
         <oasis:entry colname="col3">839</oasis:entry>
         <oasis:entry colname="col4">363 485</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">24 January 2018</oasis:entry>
         <oasis:entry colname="col2">Mavic Pro</oasis:entry>
         <oasis:entry colname="col3">338</oasis:entry>
         <oasis:entry colname="col4">125 121</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">3 April 2018</oasis:entry>
         <oasis:entry colname="col2">Mavic Pro</oasis:entry>
         <oasis:entry colname="col3">442</oasis:entry>
         <oasis:entry colname="col4">128 640</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">29 May 2018</oasis:entry>
         <oasis:entry colname="col2">Mavic Pro</oasis:entry>
         <oasis:entry colname="col3">575</oasis:entry>
         <oasis:entry colname="col4">324 391</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry namest="col1" nameend="col2">Combined alignment </oasis:entry>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">918 741</oasis:entry>
         <oasis:entry colname="col5">22 896</oasis:entry>
         <oasis:entry colname="col6">2.49</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e793">The increase in comparative accuracy is due to the generation of tie points
between photographs from different surveys. These tie points, if they are
well distributed, enforce a common geometry between the different surveys.
We can evaluate the number of common tie points between surveys by comparing
the number of points in each sparse cloud following chunk duplication and
photo removal (Fig. 2) to the number of points in the sparse cloud
generated during the combined alignment. Tie points generated using only
photos from survey 1 will be removed when the photos from survey 1 are
removed, while tie points generated using photos from both surveys will
remain. If common tie points were generated, the two separated sparse clouds
have more total points than the original, with the difference being the
number of common points (Table 1). Note that this is distinct from the
number of matches, as each tie point may be used in multiple matches.</p>
      <p id="d1e796">Even when relatively few common tie points are generated, or when they are
irregularly distributed, a successful alignment can be achieved. For
example, Fig. 5 shows a section of the Rügen study area that is
heavily vegetated, with only isolated patches of bare cliffs. While no
common tie points can be generated in the vegetated areas, as long as there
are common tie points distributed throughout the cliff sections, a
relatively good comparative accuracy can be achieved, as illustrated for
April 2018–May 2018 (Fig. 5b). However, if there are sections of the
cliff where no matches can be made, then large comparative errors can
result, as is shown in Fig. 5c for the survey pair October 2017–April
2018. This survey pair had both a low number (1355) and percentage (0.4 %)
of common tie points compared to the April 2018–May 2018 pair, which had
3402, or 1 % common tie points. More importantly, there were no common tie
points generated in a <inline-formula><mml:math id="M4" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">350</mml:mn></mml:mrow></mml:math></inline-formula> m long stretch at one end of the
model, leading to up to 1.5 m of comparative error in this section of the
cliff. This illustrates that if common tie points are not distributed
through the full extent of the model, edges of the models may not align
well. The Daan River example further demonstrates that the distribution of
tie points is more important than their number, as good alignment was
achieved throughout most of the model despite the generation of only 900
common tie points (0.3 % of the total).</p>
<?pagebreak page1014?><sec id="Ch1.S4.SSx1" specific-use="unnumbered">
  <title>Potential limitations</title>
      <p id="d1e814">In order to get a successful alignment, tie points linking the photos from
different surveys must be detected and false matches must be avoided. If
the appearance of the area changes too much between surveys or if too much
of the area of interest has changed, sufficient tie points may not be
generated, as described above. Therefore, well-distributed stable areas with
a consistent appearance are required for successful alignment. In the
examples presented here, we did not observe any false matches, as surface
changes were always accompanied by changes in appearance, preventing the
detection of matches in unstable areas. In settings with large-scale surface
deformation, such as a slow-moving landslide or deep-seated gravitational
slope deformation, this may not be the case, and it is possible that points
may be matched in unstable areas. In such settings, care should be taken to
evaluate the reliability of the common tie points.</p>
      <?pagebreak page1016?><p id="d1e817">For a single pair of surveys, the co-alignment workflow has a limited impact
on processing time. Due to nonlinear scaling between the number of photos
and the processing time, performing the point matching and camera alignment
step once with <inline-formula><mml:math id="M5" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> photos will take longer than performing it twice with <inline-formula><mml:math id="M6" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> photos, but this effect will be relatively minor until the number of photos
becomes large. The more significant impact on processing time comes from the
requirement that for each survey set to be compared, the entire chain of
processing from point matching to dense cloud construction must be redone.
This can greatly increase the total processing time for large sets of
surveys. For example, for a set of four surveys, A, B, C, and D, a series of
pairwise processing and comparison (A–B, B–C, C–D) would require the point
matching and camera alignment step to be performed three times and would
require the construction of six dense clouds (surveys B and C would each
have two dense clouds). This processing time can be reduced by applying the
method to larger sets of surveys. We have simultaneously co-aligned
photographs from up to four different epochs to obtain a set of mutually
comparable point clouds from 2017 to 2018 (Fig. 6). In some cases, an
unsuccessful alignment of two surveys can be improved by adding a third
survey. For example, if changes in surface appearance (lighting, shadows) or
in camera obliquity prevent the detection of sufficient common tie points
between the original two surveys, a third survey that generates enough
common tie points with each of the original two can lead to successful
alignment of all three surveys. However, despite the possibilities for batch
processing, the fundamental drawback of this method is that it does not
result in a definitive model for a given survey period – models that were
constructed based on co-alignment of one set of surveys cannot be reused
for comparison to an additional survey.</p>
      <p id="d1e839">While this procedure can yield point clouds that are well-aligned relative
to each other and can be robustly compared, the real accuracy of the point
clouds is not enhanced. The point clouds still contain errors and
distortions, and measurements of distance, area, or volume should be
interpreted accordingly. In the Daan River case, the point clouds generated
without GCPs had a typical doming distortion, with up to 0.75 m of error on
the edges of the model (relative to the GCP-constrained cloud). Thus, where
ground control is feasible to obtain, GCP-constrained georeferencing is
preferable to the co-alignment workflow if accuracy on the order of centimeters or
better is desired. The combination of co-alignment and GCPs used by Feurer
and Vinatier (2018) demonstrates a potential way forward to efficiently
obtain both high real and comparative accuracy. If GCPs can be deployed and
measured for just one survey, they can be used in conjunction with the
co-alignment workflow to refine the model geometry for additional surveys.
This could lead to improved real accuracy for all models while significantly
reducing the field time needed for repeat surveys.</p>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <label>5</label><title>Conclusions</title>
      <p id="d1e852">We show that for environments such as coastal cliffs, where the use of ground
control points is not possible or not feasible, UAV-based change detection
can still be performed with a high degree of confidence if there is
sufficient stable area between successive surveys. The workflow we present
is quite simple and involves performing image matching and bundle adjustment
simultaneously on photographs from pairs or sets of different surveys. This
technique may be particularly useful for monitoring processes such as
rockfalls, which typically involve steep settings that are difficult to
access and exhibit discrete regions of change set within large stable areas.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e859">The raw data used in the examples are available on request.</p>
  </notes><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e865">Both authors carried out the field campaigns and
designed the project. KLC did the data analysis and wrote the paper
with input from MD.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e871">The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e877">We thank the Jasmund National Park staff, in particular
Stefanie Puffpaff and Ingolf Stodian, for their support of the project and
assistance in the field. We also thank Benjamin Huxol and Oliver Rach for
logistic support and flight involvement. Niels Hovius is thanked for
infrastructure support of the Jasmund observatory and the
drone surveys.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e882">The article processing charges for this open-access publication  were covered by a Research  Centre of the Helmholtz Association.</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e888">This paper was edited by Giulia Sofia and reviewed by Anette Eltner and one anonymous referee.</p>
  </notes><ref-list>
    <title>References</title>

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M., and Myshak, S.: Spatial Accuracy of UAV-Derived Orthoimagery and
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  </ref-list></back>
    <!--<article-title-html>Short Communication: A simple workflow for robust low-cost UAV-derived change detection without ground control points</article-title-html>
<abstract-html><p>High-quality 3-D point clouds generated from repeat camera-equipped
unmanned aerial vehicle (UAV) surveys are increasingly being used to
investigate landscape changes and geomorphic processes. Point cloud quality
can be expressed as accuracy in a comparative (i.e., from survey to survey)
and absolute (between survey and an external reference system) sense. Here
we present a simple workflow for calculating pairs or sets of point clouds
with a high comparative accuracy, without the need for ground control points
or a differential GNSS (dGNSS)-equipped UAV. The method is based on the automated detection of
common tie points in stable portions of the survey area. We demonstrate the
efficacy of the new approach using a consumer-grade UAV in two contrasting
landscapes: the coastal cliffs on the island of Rügen, Germany, and the
tectonically active Daan River gorge in Taiwan. Compared to a standard
approach using ground control points, our workflow results in a nearly
identical distribution of measured changes. Compared to a standard approach
without ground control, our workflow reduces the level of change detection
from several meters to 10–15&thinsp;cm. This approach enables robust change
detection using UAVs in settings where ground control is not feasible.</p></abstract-html>
<ref-html id="bib1.bib1"><label>1</label><mixed-citation>
Anderson, K., Westoby, M. J., and James, M. R.: Low-budget topographic
surveying comes of age: Structure from motion photogrammetry in geography
and the geosciences, Prog. Phys. Geog., 43, 163–173, 2019.
</mixed-citation></ref-html>
<ref-html id="bib1.bib2"><label>2</label><mixed-citation>
Carbonneau, P. E. and Dietrich, J. T.: Cost-effective non-metric
photogrammetry from consumer-grade sUAS: implications for direct
georeferencing of structure from motion photogrammetry, Earth Surf. Proc.
Land., 42, 473–486, <a href="https://doi.org/10.1002/esp.4012" target="_blank">https://doi.org/10.1002/esp.4012</a>, 2017.
</mixed-citation></ref-html>
<ref-html id="bib1.bib3"><label>3</label><mixed-citation>
Carrivick, J. L., Smith, M. W., and Quincey, D. J.: Structure from Motion in
the Geosciences, John Wiley &amp; Sons, Chichester, UK, 2016.
</mixed-citation></ref-html>
<ref-html id="bib1.bib4"><label>4</label><mixed-citation>
CloudCompare (version 2.10.1): GPL software, available at:
<a href="http://www.cloudcompare.org/" target="_blank">http://www.cloudcompare.org/</a>, last access: 21 January 2019.
</mixed-citation></ref-html>
<ref-html id="bib1.bib5"><label>5</label><mixed-citation>
Cook, K. L.: An evaluation of the effectiveness of lowcost UAVs and
structure from motion for geomorphic change detection, Geomorph., 278,
195–208, <a href="https://doi.org/10.1016/j.geomorph.2016.11.009" target="_blank">https://doi.org/10.1016/j.geomorph.2016.11.009</a>, 2017.
</mixed-citation></ref-html>
<ref-html id="bib1.bib6"><label>6</label><mixed-citation>
Eltner, A., Kaiser, A., Castillo, C., Rock, G., Neugirg, F., and Abellán, A.: Image-based surface reconstruction in geomorphometry – merits, limits and developments, Earth Surf. Dynam., 4, 359–389, <a href="https://doi.org/10.5194/esurf-4-359-2016" target="_blank">https://doi.org/10.5194/esurf-4-359-2016</a>, 2016.
</mixed-citation></ref-html>
<ref-html id="bib1.bib7"><label>7</label><mixed-citation>
Feurer, D. and Vinatier, F.: Joining multi-epoch archival aerial images in a
single SfM block allows 3-D change detection with almost exclusively image
information, ISPRS J. Photogramm., 146, 495–506,
<a href="https://doi.org/10.1016/j.isprsjprs.2018.10.016" target="_blank">https://doi.org/10.1016/j.isprsjprs.2018.10.016</a>, 2018.
</mixed-citation></ref-html>
<ref-html id="bib1.bib8"><label>8</label><mixed-citation>
Fonstad, M. A., Dietrich, J. T., Courville, B. C., Jensen, J. L., and
Carbonneau, P. E.: Topographic structure from motion: a new development in
photogrammetric measurement, Earth Surf. Proc. Land., 38,
421–430, <a href="https://doi.org/10.1002/esp.3366" target="_blank">https://doi.org/10.1002/esp.3366</a>, 2013.

</mixed-citation></ref-html>
<ref-html id="bib1.bib9"><label>9</label><mixed-citation>
Hugenholtz, C., Brown, O., Walker, J., Barchyn, T., Nesbit, P., Kucharczyk,
M., and Myshak, S.: Spatial Accuracy of UAV-Derived Orthoimagery and
Topography: Comparing Photogrammetric Models Processed with Direct
Geo-Referencing and Ground Control Points, GEOMATICA, 70, 21–30, <a href="https://doi.org/10.5623/cig2016-102" target="_blank">https://doi.org/10.5623/cig2016-102</a>, 2016.
</mixed-citation></ref-html>
<ref-html id="bib1.bib10"><label>10</label><mixed-citation>
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